Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred William KoblerJ.P. Turner & Company, L.L.C.PFS Investments Inc.$1001-16-2009
Tony WilliamsFarmers Financial Solutions, LLCPFS Investments Inc.04-07-2009
Douglas Arthur DaweSignator Investors, Inc.PFS Investments Inc.02-04-2010
Joshua David BushChase Investment Services Corp.PFS Investments Inc.05-01-2010
Rhonda Ann ByerPFS Investments Inc.PFS Investments Inc.01-06-2011
Gregory Lee RanneyPFS Investments Inc.PFS Investments Inc.01-07-2011
Sean TidwellPFS Investments Inc.PFS Investments Inc.01-07-2011
Ghassan Y. AlkamanoPFS Investments Inc.PFS Investments Inc.01-19-2011
Melanie ConnollyPFS Investments Inc.PFS Investments Inc.01-21-2011
Mark A. SitzemaPFS Investments Inc.PFS Investments Inc.01-27-2011
Kevin Frederick TaylorPFS Investments Inc.PFS Investments Inc.02-10-2011
Hollorae PatrickPFS Investments Inc.PFS Investments Inc.03-04-2011
John Charles BradleyPFS Investments Inc.PFS Investments Inc.03-09-2011
Sonja Renee KrolikPFS Investments Inc.PFS Investments Inc.04-05-2011
Gahl Mike ReiterChase Investment Services Corp.PFS Investments Inc.04-29-2011
Douglas Jay HowardChase Investment Services Corp.PFS Investments Inc.05-23-2011
Aaron Alfred WilksThrivent Investment Management Inc.PFS Investments Inc.06-01-2011
Thomas Leo RebandThrivent Investment Management Inc.PFS Investments Inc.06-10-2011
Renee Myers RichardsonVALIC Financial Advisors, Inc.PFS Investments Inc.12-07-2011
Yen Feng McKinneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.12-19-2011
Samuel LameratoPFS Investments Inc.PFS Investments Inc.01-10-2012
Alan James SeifertPFS Investments Inc.PFS Investments Inc.01-19-2012
Wilma Jean WilliamsPFS Investments Inc.PFS Investments Inc.01-19-2012
Michael John GarabelliPFS Investments Inc.PFS Investments Inc.01-19-2012
Surrinder Surri AroraPruco Securities, LLC.PFS Investments Inc.08-31-2012
Next Page »

Showing 1 to 25 of 62 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.