Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos Manuel ChapaCresta AdvisorsPFS Investments Inc.03-07-2020
Arthur V PerezCUNA Brokerage Services, Inc.PFS Investments Inc.02-24-2020
Robert Alexander FeeneyCentric Advisors, LLCPFS Investments Inc.02-12-2020
Ronald John MaurerPFS Investments Inc.PFS Investments Inc.01-27-2020
Hilda Yesenia PerezPFS Investments Inc.PFS Investments Inc.01-27-2020
Jacobberaun Vonswharr King-DavisPFS Investments Inc.PFS Investments Inc.01-27-2020
Marc Roger BlackPFS Investments Inc.PFS Investments Inc.01-25-2020
Janet Barbara Anne PierrePFS Investments Inc.PFS Investments Inc.01-25-2020
Christopher WestPFS Investments Inc.PFS Investments Inc.01-22-2020
Cameron G. BlackPFS Investments Inc.PFS Investments Inc.01-21-2020
Georgina CrossPFS Investments Inc.PFS Investments Inc.$2501-13-2020
Rachel Kathleen WilliamsCharles Schwab & Co., Inc.PFS Investments Inc.01-07-2020
Mark WardPrincipal Securities, Inc.PFS Investments Inc.01-02-2020
Rachel KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.10-12-2019
Earnest PrinceJ.P. Morgan Securities LLCPFS Investments Inc.08-01-2019
Richard JaramilloInfinex Investments, Inc.PFS Investments Inc.$5008-01-2019
Kristen Minette DelgadoPFS Investments Inc.PFS Investments Inc.07-02-2019
Karen Elizabeth ChaseAvantax Investment Services, Inc.PFS Investments Inc.05-31-2019
Rhonda Ilene WindsorW&S Brokerage Services, Inc.PFS Investments Inc.05-29-2019
Rommel Mercado CorroPFS Investments Inc.PFS Investments Inc.05-29-2019
Glenn Ralph GrimesCentaurus Financial, Inc.PFS Investments Inc.03-15-2019
Shalonda Lashell LambPFS Investments Inc.PFS Investments Inc.02-15-2019
Hector ChavezPFS Investments Inc.PFS Investments Inc.02-13-2019
Natalie TijerinaPFS Investments Inc.PFS Investments Inc.01-28-2019
Maxie SampyPFS Investments Inc.PFS Investments Inc.01-23-2019
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.