Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Thomas VarugheseAllstate Financial Services, LLCPFS Investments Inc.04-27-2017
Robert Russell MoranAllstate Financial Services, LLCPFS Investments Inc.07-29-2009
Karen Elizabeth ChaseAvantax Investment Services, Inc.PFS Investments Inc.05-31-2019
Humberto A. Pomales OrtizAvantax Investment Services, Inc.PFS Investments Inc.10-16-2017
Jesus Salvador RomeroAvantax Investment Services, Inc.PFS Investments Inc.12-23-2015
Ronald Allen RussellAvantax Investment Services, Inc.PFS Investments Inc.12-11-2015
Thomas Michael NortheyAvantax Investment Services, Inc.PFS Investments Inc.10-07-2015
Clifton ClarkeAvantax Investment Services, Inc.PFS Investments Inc.02-27-2014
Terry Lynn HainesAvantax Investment Services, Inc.PFS Investments Inc.01-19-2011
John Melvin PonczochAvantax Investment Services, Inc.PFS Investments Inc.11-02-2010
Richard Kevin WilfordAvantax Investment Services, Inc.PFS Investments Inc.08-12-2010
Walter Thomas SamuelsonAvantax Investment Services, Inc.PFS Investments Inc.05-12-2009
Anna Marie RobinsonAvantax Investment Services, Inc.PFS Investments Inc.01-29-2009
Cindy Wynelle SibilaBBVA Securities Inc.PFS Investments Inc.10-24-2018
Carmen BudnarBBVA Securities Inc.PFS Investments Inc.10-20-2015
James Alexander DawesCapital One Investment Services LLCPFS Investments Inc.01-05-2015
Glenn Ralph GrimesCentaurus Financial, Inc.PFS Investments Inc.03-15-2019
Robert Alexander FeeneyCentric Advisors, LLCPFS Investments Inc.02-12-2020
Rachel Kathleen WilliamsCharles Schwab & Co., Inc.PFS Investments Inc.01-07-2020
Pearlene Breeze LoveChase Investment Services Corp.PFS Investments Inc.07-29-2011
Zaida QuinteroChase Investment Services Corp.PFS Investments Inc.05-26-2011
Alba Iris MercadoChase Investment Services Corp.PFS Investments Inc.12-13-2010
Jason Reuben CancinoChase Investment Services Corp.PFS Investments Inc.08-23-2010
Stella Rodriguez MartinezChase Investment Services Corp.PFS Investments Inc.07-01-2010
Michael Harold LeeChase Investment Services Corp.PFS Investments Inc.06-21-2010
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.