Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
Xavier HorsfallU.S. Bancorp Investments, Inc.PFS Investments Inc.06-03-2019
Karen Elizabeth ChaseHD Vest Investment ServicesPFS Investments Inc.05-31-2019
Mitchell David Stevens IIILPL Financial LLCPFS Investments Inc.$5005-17-2019
Peter UrrutiaWells Fargo Clearing Services, LLCPFS Investments Inc.05-06-2019
Betty TwumWells Fargo Clearing Services, LLCPFS Investments Inc.05-03-2019
Spencer C MoodyEdward JonesPFS Investments Inc.04-23-2019
Ronel Fernando AnteloPruco Securities, LLC.PFS Investments Inc.02-20-2019
Michael B. ReynoldsElevation Financial LLCPFS Investments Inc.02-20-2019
Bruce Jay KopecCUNA Brokerage Services, Inc.PFS Investments Inc.01-31-2019
David HerreraWells Fargo Clearing Services, LLCPFS Investments Inc.01-15-2019
Stephanie CraigLPL Financial LLCPFS Investments Inc.01-07-2019
Rosalie Ricks KnopWells Fargo Clearing Services, LLCPFS Investments Inc.12-27-2018
Chad Quinn PorzigHD Vest Investment ServicesPFS Investments Inc.12-21-2018
Kay Sophia WhittlerNYLIFE Securities LLCPFS Investments Inc.12-13-2018
Jesus Salazar SalazarEdward JonesPFS Investments Inc.12-06-2018
Sarbjit KaurJ.P. Morgan Securities LLCPFS Investments Inc.11-28-2018
Ermelinta CapozziSunTrust Investment Services, Inc.PFS Investments Inc.10-30-2018
Aaron Leo SchettlerInfinex Investments, Inc.PFS Investments Inc.10-20-2018
James Michael BorerVALIC Financial Advisors, Inc.PFS Investments Inc.09-24-2018
Eddy Jovanny ArriazaJ.P. Morgan Securities LLCPFS Investments Inc.09-13-2018
Craig W MorrisonPruco Securities, LLC.PFS Investments Inc.09-10-2018
Danielle BrunoM&T Securities, Inc.PFS Investments Inc.08-29-2018
Janet Friedman HoltMorgan StanleyPFS Investments Inc.08-24-2018
Xue MillerAXA Advisors, LLCPFS Investments Inc.$2508-17-2018
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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