Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Michael MarcusAE Wealth Management, LLCPFS Investments Inc.06-12-2019
Ryan Jefferey DrewsCharles Schwab & Co., Inc.PFS Investments Inc.06-10-2019
Karen Elizabeth ChaseAvantax Investment Services, Inc.PFS Investments Inc.05-31-2019
Rhonda Ilene WindsorW&S Brokerage Services, Inc.PFS Investments Inc.05-29-2019
Diego Adrian ConejoTransamerica Financial Advisors, IncPFS Investments Inc.05-28-2019
Mitchell David Stevens IIILPL Financial LLCPFS Investments Inc.$5005-17-2019
Christopher Lee JohnsonLPL Financial LLCPFS Investments Inc.05-14-2019
Angelica LopezTrivelloni Asset ManagementPFS Investments Inc.05-07-2019
Peter UrrutiaWells Fargo Clearing Services, LLCPFS Investments Inc.05-06-2019
Christopher Alan BuschleW&S Brokerage Services, Inc.PFS Investments Inc.04-15-2019
Glenn Ralph GrimesCentaurus Financial, Inc.PFS Investments Inc.03-15-2019
Ronel Fernando AnteloPruco Securities, LLC.PFS Investments Inc.02-20-2019
Michael Bryan ReynoldsElevation Financial LLCPFS Investments Inc.02-20-2019
David HerreraWells Fargo Clearing Services, LLCPFS Investments Inc.01-15-2019
Rebecca Lynn FabinskiJ.P. Morgan Securities LLCPFS Investments Inc.01-12-2019
Dariel Aquino HernandezNorthwestern Mutual Investment Services, LLCPFS Investments Inc.01-08-2019
Kay Sophia WhittlerNYLIFE Securities LLCPFS Investments Inc.12-13-2018
Patrick Pryce-LattyJ.P. Morgan Securities LLCPFS Investments Inc.11-08-2018
Michael Dennis LanutoAmeriprise Financial Services, LLCPFS Investments Inc.10-29-2018
Aaron Leo SchettlerInfinex Investments, Inc.PFS Investments Inc.10-20-2018
Judah St AmandWells Fargo Clearing Services, LLCPFS Investments Inc.10-16-2018
Fidelma-Leonor Farinas-CobasCNR Securities, LLCPFS Investments Inc.10-02-2018
Jeffrey L PattersonCambridge Investment Research, Inc.PFS Investments Inc.09-13-2018
Glenn James MillerEquitable Advisors, LLCPFS Investments Inc.09-06-2018
Joe David MossLPL Financial LLCPFS Investments Inc.$2508-30-2018
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.