Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Elizabeth ChaseAvantax Investment Services, Inc.PFS Investments Inc.05-31-2019
Rhonda Ilene WindsorW&S Brokerage Services, Inc.PFS Investments Inc.05-29-2019
Rommel Mercado CorroPFS Investments Inc.PFS Investments Inc.05-29-2019
Glenn Ralph GrimesCentaurus Financial, Inc.PFS Investments Inc.03-15-2019
Shalonda Lashell LambPFS Investments Inc.PFS Investments Inc.02-15-2019
Hector ChavezPFS Investments Inc.PFS Investments Inc.02-13-2019
Natalie TijerinaPFS Investments Inc.PFS Investments Inc.01-28-2019
Maxie SampyPFS Investments Inc.PFS Investments Inc.01-23-2019
Allan W. FriedrichPFS Investments Inc.PFS Investments Inc.01-23-2019
Celia M GeraldoPFS Investments Inc.PFS Investments Inc.01-23-2019
Philip L. MuradPFS Investments Inc.PFS Investments Inc.01-10-2019
Rolando R. HarrisPFS Investments Inc.PFS Investments Inc.01-02-2019
Cindy Wynelle SibilaBBVA Securities Inc.PFS Investments Inc.10-24-2018
Ruthie Junell OwensPFS Investments Inc.PFS Investments Inc.10-17-2018
Eddy Jovanny ArriazaJ.P. Morgan Securities LLCPFS Investments Inc.09-13-2018
Joe David MossLPL Financial LLCPFS Investments Inc.$2508-30-2018
Dewayne Christian GerberLPL Financial LLCPFS Investments Inc.08-30-2018
Tracie Lynn GuyerLPL Financial LLCPFS Investments Inc.08-16-2018
Kelly Kristen FreemanPark Avenue Securities LLCPFS Investments Inc.08-15-2018
Charles Manuel MendezPFS Investments Inc.PFS Investments Inc.07-13-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.