Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gentian PlakuSoFi Wealth LLCPNC Investments09-29-2020
William Duncan McNallyPruco Securities, LLC.PNC Investments09-03-2020
Daniel R Humphrey Jr.Financial Engines Advisors L.L.C.PNC Investments08-26-2020
Daniel R. Humphrey Jr.Financial Engines Advisors L.L.C.PNC Investments08-26-2020
Paul Kevin CarpentierWells Fargo Clearing Services, LLCPNC Investments08-20-2020
Paul Kevin CarpentierWells Fargo Clearing Services, LLCPNC Investments$1508-20-2020
Brian A. PowellLPL Financial LLCPNC Investments07-20-2020
Kristen Anne EhringerDentist AdvisorsPNC Investments04-16-2020
Richard Seifert ColeCharles Schwab & Co., Inc.PNC Investments$15004-03-2020
Scott Addison GarrigusFinancial Engines Advisors L.L.C.PNC Investments03-20-2020
Zachary ShepardThe Huntington Investment CompanyPNC Investments03-06-2020
Catherine Proctor ClontzBB&T Securities, LLCPNC Investments03-06-2020
Joshua Ryan KentMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-03-2020
Domenico Thomas SciulliCitizens Securities, Inc.PNC Investments$15002-25-2020
Brianna Maria BuckleyCetera Investment Services LLCPNC Investments02-21-2020
Justin Edwin WeibleWells Fargo Clearing Services, LLCPNC Investments02-20-2020
Stephen Thomas HadadInfinex Investments, Inc.PNC Investments02-18-2020
Souheil Hassib ChalhoubCitizens Securities, Inc.PNC Investments02-18-2020
Elias J. MellulJ.P. Morgan Securities LLCPNC Investments02-14-2020
Jeffrey Nicholas HemsathAmeriprise Financial Services, LLCPNC Investments02-14-2020
Jason Aaron YoungPruco Securities, LLC.PNC Investments02-04-2020
Walter Marcel TaylorCharles Schwab & Co., Inc.PNC Investments$7502-03-2020
Joseph Paul DinicolaGladstone Wealth GroupPNC Investments$15001-31-2020
Travis Jay LacelleCitizens Securities, Inc.PNC Investments01-30-2020
John Steven Matthews Jr.Wintrust Investments LLCPNC Investments01-10-2020
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Showing 1 to 25 of 2,097 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.