Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Pollock Jane Rocks Robert Litwin Tom Becker and Michael SchneiderLPL Financial LLCPNC Investments$22509-28-2018
Joseph RiccelliLPL Financial LLCPNC Investments$7309-29-2017
James McGeehinLPL Financial LLCPNC Investments$5807-07-2017
Shaun BlakesleeLPL Financial LLCPNC Investments$6206-26-2017
Jomar FernandezLPL Financial LLCPNC Investments$6012-02-2016
Brian HoffmanLPL Financial LLCPNC Investments$5010-27-2016
Gregory FurerWaddell & ReedPNC Investments$6210-14-2016
Philip MarchettiLPL Financial LLCPNC Investments$25008-16-2016
Jeremy EvansLPL Financial LLCPNC Investments$7512-21-2015
Kevin Farrell John AngiulliAmeriprise Financial Services, LLCPNC Investments$16011-29-2013
Daniel RileyStifel, Nicolaus & Company, IncorporatedPNC Investments$3509-25-2018
Terry Sanctis Zach SanctisHilliard LyonsPNC Investments$18711-13-2018
Gentian PlakuSoFi Wealth LLCPNC Investments09-29-2020
Teron Lejuane CarterUBS Financial Services Inc.PNC Investments$15009-15-2020
Jason VaughnFifth Third Securities, Inc.PNC Investments09-14-2020
Paul KuleskaCetera Investment Services LLCPNC Investments09-14-2020
Mark Strunk JrLPL Financial LLCPNC Investments09-08-2020
Zachary Charles EvockAmeriprise Financial Services, LLCPNC Investments$15009-04-2020
William Christopher JonesCommonwealth Financial NetworkPNC Investments09-03-2020
William D McNallyPruco Securities, LLC.PNC Investments09-03-2020
Daniel R Humphrey JrFinancial Engines Advisors L.L.C.PNC Investments08-26-2020
Paul Kevin CarpentierWells Fargo Clearing Services, LLCPNC Investments$15008-20-2020
Trevor C JohnsonAmerican Fidelity Securities, Inc.PNC Investments$15008-07-2020
Patrick Thomas HeebFidelity Brokerage Services LLCPNC Investments08-02-2020
Thomas Alan TaylorAmeriprise Financial Services, LLCPNC Investments07-24-2020
Next Page »

Showing 1 to 25 of 974 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.