Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin H GayAllstate Financial Services, LLCPNC Investments09-20-2019
Carol Lynn BendikAllstate Financial Services, LLCPNC Investments$5008-24-2016
Phillip William HolstromAllstate Financial Services, LLCPNC Investments07-15-2016
Jamie Lee BennettAllstate Financial Services, LLCPNC Investments02-11-2013
Michael L ConwayAllstate Financial Services, LLCPNC Investments10-01-2010
Scott Brian MakowskiAlly Invest Securities LLCPNC Investments05-20-2016
Trevor C JohnsonAmerican Fidelity Securities, Inc.PNC Investments$15008-07-2020
Kevin Farrell John AngiulliAmeriprise Financial Services, LLCPNC Investments$16011-29-2013
Zachary Charles EvockAmeriprise Financial Services, LLCPNC Investments$15009-04-2020
Thomas Alan TaylorAmeriprise Financial Services, LLCPNC Investments07-24-2020
Nichol Marie StimacAmeriprise Financial Services, LLCPNC Investments05-29-2020
Jeffrey Nicholas HemsathAmeriprise Financial Services, LLCPNC Investments02-14-2020
Nicklaus R SerafiniAmeriprise Financial Services, LLCPNC Investments06-19-2019
Christopher D SchalkAmeriprise Financial Services, LLCPNC Investments11-14-2018
Joseph David BanishAmeriprise Financial Services, LLCPNC Investments03-10-2017
Ryan Michael OrsleyAmeriprise Financial Services, LLCPNC Investments06-05-2015
Frederick Nathaniel BryanAmeriprise Financial Services, LLCPNC Investments08-15-2014
Kevin Michael FarrellAmeriprise Financial Services, LLCPNC Investments11-29-2013
Scott Matthew Clayton SrAmeriprise Financial Services, LLCPNC Investments11-29-2013
Joseph Samuel KarlsenAmeriprise Financial Services, LLCPNC Investments11-29-2013
Steven Hamilton KranzleyAmeriprise Financial Services, LLCPNC Investments08-16-2013
Gavin James BoboAmeriprise Financial Services, LLCPNC Investments04-10-2013
Sean Michael PearsonAmeriprise Financial Services, LLCPNC Investments$5009-28-2012
Kevin Patten BondiAmeriprise Financial Services, LLCPNC Investments$3607-16-2010
Christina Marie BokorAndersenPNC Investments04-18-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.