Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Francis HartAllianceBernstein L.P.PNC Investments05-12-2016
Carol Lynn BendikAllstate Financial Services, LLCPNC Investments08-24-2016
Phillip William HolstromAllstate Financial Services, LLCPNC Investments07-15-2016
John Joseph KlossAllstate Financial Services, LLCPNC Investments01-05-2015
Jody L. PulliumAllstate Financial Services, LLCPNC Investments10-31-2013
Jamie Lee BennettAllstate Financial Services, LLCPNC Investments02-11-2013
Ryan C. ColeAllstate Financial Services, LLCPNC Investments06-06-2012
Michael L. ConwayAllstate Financial Services, LLCPNC Investments10-01-2010
Nicklaus R SerafiniAmeriprise Financial Services, Inc.PNC Investments06-19-2019
Christopher D. SchalkAmeriprise Financial Services, Inc.PNC Investments11-14-2018
Katrina Marie GeisAmeriprise Financial Services, Inc.PNC Investments07-06-2018
Joseph David BanishAmeriprise Financial Services, Inc.PNC Investments03-10-2017
Ryan Michael OrsleyAmeriprise Financial Services, Inc.PNC Investments$5006-05-2015
Frederick Nathaniel BryanAmeriprise Financial Services, Inc.PNC Investments$5008-15-2014
Kevin Farrell, John AngiulliAmeriprise Financial Services, Inc.PNC Investments$16011-29-2013
Kevin Michael FarrellAmeriprise Financial Services, Inc.PNC Investments11-29-2013
Scott Matthew Clayton Sr.Ameriprise Financial Services, Inc.PNC Investments11-29-2013
Joseph Samuel KarlsenAmeriprise Financial Services, Inc.PNC Investments11-29-2013
Steven Hamilton KranzleyAmeriprise Financial Services, Inc.PNC Investments08-16-2013
Gavin James BoboAmeriprise Financial Services, Inc.PNC Investments04-10-2013
Sean Michael PearsonAmeriprise Financial Services, Inc.PNC Investments09-28-2012
Kevin Patten BondiAmeriprise Financial Services, Inc.PNC Investments07-16-2010
Andrew K. SkinnerArvest Wealth ManagementPNC Investments06-01-2017
Karl Brian MelnickAssociated Investment Services, Inc.PNC Investments10-21-2013
Eric Franz JamesAXA Advisors, LLCPNC Investments$2502-13-2018
Next Page »

Showing 1 to 25 of 699 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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