Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Damian MullinM&T Securities, Inc.PNC Investments01-13-2009
Cristen Young QueenanGWFS Equities, Inc.PNC Investments01-20-2009
Jason Dennis HarkenCitizens Securities, Inc.PNC Investments01-29-2009
Krista Maria MeoWells Fargo Clearing Services, LLCPNC Investments02-12-2009
Christopher Michael SchrampfWells Fargo Clearing Services, LLCPNC Investments02-13-2009
Richard David Modell Jr.Wells Fargo Clearing Services, LLCPNC Investments02-27-2009
Walter Rocco Kukowski Jr.Wells Fargo Clearing Services, LLCPNC Investments03-06-2009
Nicholas Ippolito IIIWells Fargo Clearing Services, LLCPNC Investments03-06-2009
Thomas J MorelliWells Fargo Clearing Services, LLCPNC Investments03-06-2009
Matt Francis BreunigWells Fargo Clearing Services, LLCPNC Investments03-06-2009
Christopher Todd WilhoitLPL Financial LLCPNC Investments03-19-2009
Michael Raymond SchoenleberRaymond James Financial Services, Inc.PNC Investments03-24-2009
Robert W NiehausRaymond James & Associates, Inc.PNC Investments04-17-2009
Eric John DochertyCitizens Securities, Inc.PNC Investments04-20-2009
David Leon Shelly Jr.Raymond James Financial Services, Inc.PNC Investments04-24-2009
Vincent DipaolaCFD Investments, Inc.PNC Investments05-01-2009
Thomas Anthony O'Donnell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-15-2009
Rose Anne Galeano-PhillipsChase Investment Services Corp.PNC Investments06-22-2009
David Anthony HemlerLPL Financial LLCPNC Investments06-26-2009
Travis Matthew AllredCitizens Securities, Inc.PNC Investments07-01-2009
David Yong Soo BubbTD Ameritrade, Inc.PNC Investments07-01-2009
Ricky Dewight Whitmire Jr.CUNA Brokerage Services, Inc.PNC Investments07-06-2009
Zaneilia Arnicia HarrisHarris and Harris Wealth Management Group, LLCPNC Investments07-09-2009
Ian Thomas PrymakLPL Financial LLCPNC Investments$5007-23-2009
Jeremy Christopher MeyerM&T Securities, Inc.PNC Investments08-03-2009
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Showing 1 to 25 of 2,096 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.