Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cristen Young QueenanGWFS Equities, Inc.PNC Investments01-20-2009
Jason Dennis HarkenCitizens Securities, Inc.PNC Investments$15001-29-2009
Christopher Michael SchrampfWells Fargo Clearing Services, LLCPNC Investments$2502-13-2009
Richard David Modell Jr.Wells Fargo Clearing Services, LLCPNC Investments02-27-2009
Matt Francis BreunigWells Fargo Clearing Services, LLCPNC Investments03-06-2009
Nicholas Ippolito IIIWells Fargo Clearing Services, LLCPNC Investments03-06-2009
Thomas J MorelliWells Fargo Clearing Services, LLCPNC Investments03-06-2009
Walter Rocco Kukowski Jr.Wells Fargo Clearing Services, LLCPNC Investments03-06-2009
Christopher Todd WilhoitLPL Financial LLCPNC Investments03-19-2009
Michael Raymond SchoenleberRaymond James Financial Services, Inc.PNC Investments03-24-2009
Robert W NiehausRaymond James & Associates, Inc.PNC Investments04-17-2009
Eric John DochertyCitizens Securities, Inc.PNC Investments$104-20-2009
Justin Edwin WeibleWells Fargo Clearing Services, LLCPNC Investments04-22-2009
David Leon Shelly Jr.Raymond James Financial Services, Inc.PNC Investments04-24-2009
Vincent DipaolaCFD Investments, Inc.PNC Investments05-01-2009
Rose Anne Galeano-PhillipsChase Investment Services Corp.PNC Investments06-22-2009
David Anthony HemlerLPL Financial LLCPNC Investments$2506-26-2009
Travis Matthew AllredCitizens Securities, Inc.PNC Investments07-01-2009
Zaneilia Arnicia HarrisHarris and Harris Wealth Management Group, LLCPNC Investments07-09-2009
Ian Thomas PrymakLPL Financial LLCPNC Investments07-23-2009
Jeremy Christopher MeyerM&T Securities, Inc.PNC Investments08-03-2009
James Michael FuhrmanSorrento Pacific Financial, LLCPNC Investments08-10-2009
James A GalitsisMorgan StanleyPNC Investments$2508-31-2009
Catherine B. Allen-CarlozoLPL Financial LLCPNC Investments09-18-2009
Todd Wayne WelchLPL Financial LLCPNC Investments$109-21-2009
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Showing 1 to 25 of 1,580 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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