Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Dennis HarkenCitizens Securities, Inc.PNC Investments01-29-2009
Christopher Michael SchrampfWells Fargo Clearing Services, LLCPNC Investments02-13-2009
Michael Raymond SchoenleberRaymond James Financial Services, Inc.PNC Investments03-24-2009
Eric John DochertyCitizens Securities, Inc.PNC Investments04-20-2009
Thomas Anthony O'Donnell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-15-2009
David Anthony HemlerLPL Financial LLCPNC Investments06-26-2009
Zaneilia Arnicia HarrisHarris and Harris Wealth Management Group, LLCPNC Investments07-09-2009
James A. GalitsisMorgan StanleyPNC Investments08-31-2009
Todd Wayne WelchLPL Financial LLCPNC Investments09-21-2009
Sharon Lawson GrinestaffLPL Financial LLCPNC Investments10-07-2009
Robert Michael CianciSecurities America, Inc.PNC Investments10-08-2009
Markellos Nicholas MarcouSecurities America, Inc.PNC Investments10-08-2009
Nathan Andrew KaufmanCitizens Securities, Inc.PNC Investments11-09-2009
Stephen Michael GishRaymond James Financial Services, Inc.PNC Investments11-11-2009
Robert Lee Godown Jr., Christopher Michael WilsonMorgan StanleyPNC Investments$5012-03-2009
Regina Emily ManciniLPL Financial LLCPNC Investments12-08-2009
Marc Romeyn LippmanFolger Nolan Fleming Douglas IncorporatedPNC Investments12-11-2009
Robert Anthony HallEdward JonesPNC Investments12-14-2009
Zane Jason MichalskiCitizens Securities, Inc.PNC Investments12-21-2009
David Russell NetererLPL Financial LLCPNC Investments$5001-04-2010
Lisa Dawn RaderstorfCFD Investments, Inc.PNC Investments01-04-2010
Scott Bradley FortianoWintrust Investments LLCPNC Investments01-08-2010
Todd Charles GalinkoLPL Financial LLCPNC Investments01-15-2010
James Matthew CooperFifth Third Securities, Inc.PNC Investments$1002-03-2010
Brett Thomas AnsberryTD Ameritrade Investment Management, LLCPNC Investments03-08-2010
Next Page »

Showing 1 to 25 of 699 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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