Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Kevin CarpentierWells Fargo Clearing Services, LLCPNC Investments08-20-2020
Paul Kevin CarpentierWells Fargo Clearing Services, LLCPNC Investments$1508-20-2020
Justin Edwin WeibleWells Fargo Clearing Services, LLCPNC Investments02-20-2020
Peter Scott LlagunoWells Fargo Clearing Services, LLCPNC Investments03-29-2019
Mary Grierson AsklandWells Fargo Clearing Services, LLCPNC Investments02-12-2019
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
Robert KamyaWells Fargo Clearing Services, LLCPNC Investments01-14-2019
Peter J. DenningWells Fargo Clearing Services, LLCPNC Investments12-18-2018
Charles Wesley Conkling IVWells Fargo Clearing Services, LLCPNC Investments12-18-2018
Robert P. Hanner Jr.Wells Fargo Clearing Services, LLCPNC Investments$2512-06-2018
John Joseph Cahill IVWells Fargo Clearing Services, LLCPNC Investments$2512-03-2018
Michael Richard McGahanWells Fargo Clearing Services, LLCPNC Investments11-30-2018
April Lain-Show WuWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Heather Alicia ShaefferWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Nicholas P KouletasWells Fargo Clearing Services, LLCPNC Investments11-19-2018
Melissa Ann BarnesWells Fargo Clearing Services, LLCPNC Investments$15011-08-2018
Christopher James LepageWells Fargo Clearing Services, LLCPNC Investments10-08-2018
Monty Ray PollardWells Fargo Clearing Services, LLCPNC Investments$15010-04-2018
Tracy Earl DeanWells Fargo Clearing Services, LLCPNC Investments$109-28-2018
Russell Raymond PriddyWells Fargo Clearing Services, LLCPNC Investments$15009-24-2018
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
Kimberley Ann AldrichWells Fargo Clearing Services, LLCPNC Investments07-20-2018
Matthew E. SherbondyWells Fargo Clearing Services, LLCPNC Investments07-06-2018
Marco A SotoWells Fargo Clearing Services, LLCPNC Investments$15006-06-2018
John R. Callaway Jr.Wells Fargo Clearing Services, LLCPNC Investments$15005-23-2018
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.