Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Paul Hanner Jr.Wells Fargo Clearing Services, LLCPNC Investments$2512-06-2018
Heather Alicia ShaefferWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Sarah Elizabeth HahnRaymond James Financial Services, Inc.PNC Investments10-15-2018
Charles Cowart Jr.Wells Fargo Clearing Services, LLCPNC Investments10-13-2017
Joseph Elmer FreemanCambridge Investment Research, Inc.PNC Investments09-01-2017
Felix Marcus Tankersley IIIOneAscent Financial Services LLCPNC Investments08-30-2017
Lindsay Starks YoungWells Fargo Clearing Services, LLCPNC Investments07-17-2017
Tyler Allen FosterWells Fargo Clearing Services, LLCPNC Investments06-16-2017
Charlene Farmer ReyesBBVA Securities Inc.PNC Investments$1008-15-2016
Shawn Deon WilliamsWells Fargo Clearing Services, LLCPNC Investments11-25-2015
Thomas Eugene SmithCetera Investment Services LLCPNC Investments08-27-2015
Richard Francis KlimptCetera Investment Services LLCPNC Investments06-03-2015
Kevin James GrotlischCetera Investment Services LLCPNC Investments05-28-2015
Charles Wilson RowellCetera Investment Services LLCPNC Investments$2502-10-2015
Joshua Steven DailyWells Fargo Clearing Services, LLCPNC Investments12-18-2014
Joseph A CobbNBC Securities, Inc.PNC Investments12-11-2014
Kevin Michael StuartLPL Financial LLCPNC Investments12-02-2014
James Alex LancasterBB&T INVESTMENT SERVICES, INC.PNC Investments06-25-2014
Brandon Lamar BrooksCetera Investment Services LLCPNC Investments02-18-2014
Gregory Scott MasonCetera Investment Services LLCPNC Investments10-07-2013

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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