Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Edwin WeibleWells Fargo Clearing Services, LLCPNC Investments02-20-2020
Marco T GuevaraJ.P. Morgan Securities LLCPNC Investments08-27-2019
Ian Dodd SpradlingRaymond James & Associates, Inc.PNC Investments$5007-19-2019
Kurt R MillerWells Fargo Clearing Services, LLCPNC Investments04-06-2016
Dawn Marie MaddoxRaymond James & Associates, Inc.PNC Investments$5006-18-2015
Erich John DischertRaymond James & Associates, Inc.PNC Investments06-18-2015
Nicholas George AlexanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-02-2015
Eric Daniel JanvierLPL Financial LLCPNC Investments$2501-23-2015
Suzanne Dundon Alexander-DoncelTIAA-CREF Individual & Institutional Services, LLCPNC Investments05-19-2014
Steven Hamilton KranzleyAmeriprise Financial Services, LLCPNC Investments08-16-2013
Steven David Pierce JrCUNA Brokerage Services, Inc.PNC Investments07-17-2013
Regina Emily ManciniLPL Financial LLCPNC Investments12-08-2009

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.