Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason VaughnFifth Third Securities, Inc.PNC Investments09-14-2020
Trevor Yulee CameronJ.P. Morgan Securities LLCPNC Investments$15005-20-2020
Joshua Ryan KentMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-03-2020
Lorraine Hernandez ForbesJ.P. Morgan Securities LLCPNC Investments$2511-08-2019
Michael PreateMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-14-2019
Jason Robert CalderwoodPruco Securities, LLC.PNC Investments05-21-2019
Everett Gregory HunterSunTrust Investment Services, Inc.PNC Investments05-17-2019
Chris Mark KolasinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15004-26-2019
Colleen Clark HigginsRaymond James & Associates, Inc.PNC Investments$15003-12-2019
Nazinina Frankie AzwoirWintrust Investments LLCPNC Investments$15001-25-2019
John Manuel TaveiraJ.P. Morgan Securities LLCPNC Investments01-24-2019
John Steven BeckJ.P. Morgan Securities LLCPNC Investments01-18-2019
Kevin Scott ClarkFifth Third Securities, Inc.PNC Investments12-21-2018
Jeffrey W FinlaysonSecurian Financial Services, Inc.PNC Investments11-14-2018
Melissa Ann BarnesWells Fargo Clearing Services, LLCPNC Investments$15011-08-2018
Brad MolineuxLPL Financial LLCPNC Investments$15011-07-2018
Mina HabibniaJ.P. Morgan Securities LLCPNC Investments11-02-2018
Todd John DorschelMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$2510-25-2018
Justin Barry NeighbourLPL Financial LLCPNC Investments10-04-2018
Bryan Edward JonesJ.P. Morgan Securities LLCPNC Investments08-17-2018
Idaliz Diaz GodineauxCharles Schwab & Co., Inc.PNC Investments07-05-2018
Kenneth Wayne MullinsPruco Securities, LLC.PNC Investments05-08-2018
Herman Joseph FehrleJ.P. Morgan Securities LLCPNC Investments11-24-2017
Jenelle M MitchellMorgan StanleyPNC Investments11-02-2017
Soo J LeeWealth Planning Advisors LLCPNC Investments10-16-2017
Next Page »

Showing 1 to 25 of 80 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.