Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jody L. PulliumAllstate Financial Services, LLCPNC Investments$15010-31-2013
Gregory Wade GobbleAlton Securities Group Inc.PNC Investments05-27-2011
Tanvi Shirish KhanBMO Harris Financial Advisors, Inc.PNC Investments10-22-2018
Michele A. ManfrediBMO Harris Financial Advisors, Inc.PNC Investments10-19-2018
Agnieszka DomanskiBMO Harris Financial Advisors, Inc.PNC Investments07-19-2017
Corey John HausenBMO Harris Financial Advisors, Inc.PNC Investments06-19-2017
Grzegorz A. SzymczakBMO Harris Financial Advisors, Inc.PNC Investments12-06-2016
Luis M. DominguezBMO Harris Financial Advisors, Inc.PNC Investments10-21-2015
Gregory Lyn SullivanBMO Harris Financial Advisors, Inc.PNC Investments07-14-2015
Brenda Leigh Van HeuleBMO Harris Financial Advisors, Inc.PNC Investments05-02-2014
Kenneth Scott RobbinsBMO Harris Financial Advisors, Inc.PNC Investments07-23-2012
Dale Bruce CostelloCetera Investment Services LLCPNC Investments12-10-2015
Kim Renae SchardanCetera Investment Services LLCPNC Investments$5004-01-2015
Quinton Raymond KochCFD Investments, Inc.PNC Investments07-06-2010
Frank J. Kumkoski Sr.Charles Schwab & Co., Inc.PNC Investments01-03-2017
Thomas Edward ErffmeyerCharles Schwab & Co., Inc.PNC Investments$5003-15-2016
Troy Eugene GrospitzCharles Schwab & Co., Inc.PNC Investments08-05-2015
Rodney John DeckerChase Investment Services Corp.PNC Investments09-01-2012
Jody L. PulliumChase Investment Services Corp.PNC Investments$15004-27-2011
Karen Estelle Overcash-GilmoreChase Investment Services Corp.PNC Investments09-01-2010
Vincenzo D CiroliaCitigroup Global Markets Inc.PNC Investments03-05-2018
Heather Anne GottfriedCitigroup Global Markets Inc.PNC Investments$1006-08-2017
Denise AzizianCitigroup Global Markets Inc.PNC Investments06-05-2017
Nicholas J Versetto IIICitigroup Global Markets Inc.PNC Investments12-14-2015
Karl Andrew ZimmermanCitigroup Global Markets Inc.PNC Investments07-16-2014
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Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.