Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Addison GarrigusFinancial Engines Advisors L.L.C.PNC Investments03-20-2020
Thomas J. ScottCetera Investment Services LLCPNC Investments$15006-25-2019
George Howard ForsythCetera Investment Services LLCPNC Investments04-25-2019
David Wynne MorrisonPeloton Wealth Strategists, Inc.PNC Investments04-11-2019
Katrina Marie GeisAmeriprise Financial Services, LLCPNC Investments07-06-2018
Kameron HelmuthCetera Investment Services LLCPNC Investments06-14-2018
William C. GuisingerCetera Investment Services LLCPNC Investments04-06-2018
Richard Andrew KelnerPruco Securities, LLC.PNC Investments02-14-2018
Joseph Lamont WilliamsLPL Financial LLCPNC Investments$1012-13-2017
Jennifer A. FellerFidelity Brokerage Services LLCPNC Investments07-11-2017
Terry Allen BonnettThe Huntington Investment CompanyPNC Investments06-29-2017
Timothy Guy WoosterFifth Third Securities, Inc.PNC Investments06-27-2017
Christopher Neal LutzLPL Financial LLCPNC Investments05-12-2017
Casimer John KrollFifth Third Securities, Inc.PNC Investments04-26-2017
Daniel Matthew ScottFifth Third Securities, Inc.PNC Investments04-13-2017
Bonnie Jean McCurdyW&S Brokerage Services, Inc.PNC Investments04-03-2017
Allison M. SiegelFifth Third Securities, Inc.PNC Investments12-02-2016
Matthew Antonio PostellTD Ameritrade Investment Management, LLCPNC Investments11-15-2016
Stephen Michael ComptonUSA Financial Securities CorporationPNC Investments11-14-2016
Krista Dawn ScottJ.P. Morgan Securities LLCPNC Investments07-07-2016
Henry Allen Wright Jr.CliftonLarsonAllen Wealth Advisors, LLCPNC Investments02-25-2016
Jeremy Dale SwongerCetera Investment Services LLCPNC Investments10-16-2015
Jacob Dennis VandalenKey Investment Services LLCPNC Investments09-04-2015
Chad A. McCulloughUBS Financial Services Inc.PNC Investments$7506-30-2015
Alan Roger WirgauFifth Third Securities, Inc.PNC Investments06-09-2015
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.