Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Lee GrimmettSunTrust Investment Services, Inc.PNC Investments$107-10-2019
Craig Tilghman BoothSecurities America, Inc.PNC Investments11-30-2018
Jasmin Tesse La-Rue WaddellMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15008-15-2018
Reggie Jerome TurnerEK Riley Investments, LLCPNC Investments08-03-2018
Upinder Kaur ChandhokSunTrust Investment Services, Inc.PNC Investments07-18-2018
Marco Antonio SotoWells Fargo Clearing Services, LLCPNC Investments$15006-06-2018
Elaine Veronica HutchinsonPFS Investments Inc.PNC Investments04-16-2018
Sarah Laurene SanteufemioNYLIFE Securities LLCPNC Investments10-17-2017
Joseph R GeldHWA Financial GroupPNC Investments09-28-2017
Christopher Robert GruinSunTrust Investment Services, Inc.PNC Investments09-27-2017
Adam Lee LybargerLPL Financial LLCPNC Investments09-25-2017
Kevin FlahertyFolger Nolan Fleming Douglas IncorporatedPNC Investments08-04-2017
Chauncey M CarterSunTrust Investment Services, Inc.PNC Investments06-29-2017
Shaun Michael BlakesleeSFG Wealth ManagementPNC Investments06-26-2017
Shaun BlakesleeLPL FinancialPNC Investments $6206-26-2017
Connor Edward BausMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-21-2017
Nicole Arshay HarperSunTrust Investment Services, Inc.PNC Investments06-15-2017
Gary Alan CarpenterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-26-2017
Ryan Michael RecknerLPL Financial LLCPNC Investments04-21-2017
Christine Marie MckayWells Fargo Clearing Services, LLCPNC Investments10-21-2016
Andrew Charles PietBB&T INVESTMENT SERVICES, INC.PNC Investments09-06-2016
Donna Lucille LailM&T Securities, Inc.PNC Investments03-30-2016
Elon ReeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-30-2016
Travis Richard ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-08-2016
Barry Elijah WombleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-05-2016
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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