Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shaun BlakesleeLPL Financial LLCPNC Investments$6206-26-2017
William Christopher JonesCommonwealth Financial NetworkPNC Investments09-03-2020
Brianna Maria BuckleyCetera Investment Services LLCPNC Investments02-21-2020
Pamela Lee GrimmettSunTrust Investment Services, Inc.PNC Investments07-10-2019
John Joseph Cahill IVWells Fargo Clearing Services, LLCPNC Investments$2512-03-2018
Craig Tilghman BoothSecurities America, Inc.PNC Investments11-30-2018
Ryan T SangsterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-21-2018
James Alan FrangenbergM&T Securities, Inc.PNC Investments$5009-27-2018
Russell Raymond Priddy IiiWells Fargo Clearing Services, LLCPNC Investments$15009-24-2018
Jasmin Tesse La-Rue WaddellMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15008-15-2018
Upinder Kaur ChandhokSunTrust Investment Services, Inc.PNC Investments07-18-2018
Marco A SotoWells Fargo Clearing Services, LLCPNC Investments$15006-06-2018
Crystal Sage BarkerEdward JonesPNC Investments05-18-2018
Tolulope Abidemi AdeyemiMorgan StanleyPNC Investments04-23-2018
Joseph R GeldHWA Financial GroupPNC Investments09-28-2017
William Maxwell FryerFolger Nolan Fleming Douglas IncorporatedPNC Investments08-04-2017
Kevin FlahertyFolger Nolan Fleming Douglas IncorporatedPNC Investments08-04-2017
Shaun Michael BlakesleeSFG Wealth ManagementPNC Investments$1006-26-2017
Brian Joseph DinkaWells Fargo Clearing Services, LLCPNC Investments05-31-2017
Nils Omar VidalMorgan StanleyPNC Investments05-17-2016
Dean F BowenCharles Schwab & Co., Inc.PNC Investments10-08-2015
Maritza HernandezMorgan StanleyPNC Investments09-30-2015
James Michael DevinWells Fargo Clearing Services, LLCPNC Investments09-22-2014
Frank Paul BartoliniTIAA-CREF Individual & Institutional Services, LLCPNC Investments08-18-2014
Hugh Solomon Valentine Leslie VSunTrust Investment Services, Inc.PNC Investments$5001-24-2014
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.