Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Damian Park MullinM&T Securities, Inc.PNC Investments01-13-2009
Christopher Todd WilhoitLPL Financial LLCPNC Investments$25003-19-2009
David Anthony HemlerLPL Financial LLCPNC Investments$10006-26-2009
Zaneilia Arnicia HarrisHarris and Harris Wealth Management Group, LLCPNC Investments07-09-2009
Sharon Lawson GrinestaffLPL Financial LLCPNC Investments$25010-07-2009
Jeffrey T GueLPL Financial LLCPNC Investments12-09-2009
David Russell NetererLPL Financial LLCPNC Investments$50001-04-2010
Waheed Anzar SiddiquiSunTrust Investment Services, Inc.PNC Investments02-26-2010
Cynthia Louise HillSunTrust Investment Services, Inc.PNC Investments06-30-2010
Edward John RemavegeLPL Financial LLCPNC Investments$25012-10-2010
Michael Keith Fyock Jr.LPL Financial LLCPNC Investments$25012-10-2010
Kelly I. BateyLPL Financial LLCPNC Investments12-10-2010
Michael Anthony Augerinos Jr.LPL Financial LLCPNC Investments12-14-2010
Rajat Varada RajanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)PNC Investments12-15-2010
George Martin DavisSunTrust Investment Services, Inc.PNC Investments$50004-26-2011
Anna G. NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$10005-02-2011
Roy Daniel HottelInfinex Investments, Inc.PNC Investments07-29-2011
Jose D ConstantinoAllstate Financial Services, LLCPNC Investments11-03-2011
Anthony Joseph BredwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-10-2011
Phyllis Cooper ThompsonNYLIFE Securities LLCPNC Investments$50012-22-2011
Christopher Adin SnowlingChapin, DavisPNC Investments$50001-03-2012
Shannon Wesley PetersonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)PNC Investments$10001-05-2012
Georgeanne Graydon AistInfinex Investments, Inc.PNC Investments05-11-2012
Tiana Yvette Wells-LawsonSunTrust Investment Services, Inc.PNC Investments09-25-2012
Daniel Brian SmithInfinex Investments, Inc.PNC Investments10-17-2012
Next Page »

Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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