Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Lee GrimmettSunTrust Investment Services, Inc.PNC Investments07-10-2019
Robert KamyaWells Fargo Clearing Services, LLCPNC Investments01-14-2019
Craig Tilghman BoothSecurities America, Inc.PNC Investments11-30-2018
Jasmin Tesse La-Rue WaddellMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-15-2018
Upinder Kaur ChandhokSunTrust Investment Services, Inc.PNC Investments07-18-2018
Joseph R. GeldHWA Financial GroupPNC Investments09-28-2017
William M. FryerFolger Nolan Fleming Douglas IncorporatedPNC Investments08-04-2017
Kevin FlahertyFolger Nolan Fleming Douglas IncorporatedPNC Investments08-04-2017
Shaun Michael BlakesleeSFG Wealth ManagementPNC Investments06-26-2017
Nicole Arshay HarperSunTrust Investment Services, Inc.PNC Investments06-15-2017
Ryan Michael RecknerLPL Financial LLCPNC Investments04-21-2017
Maritza HernandezMorgan StanleyPNC Investments09-30-2015
James Michael DevinWells Fargo Clearing Services, LLCPNC Investments09-22-2014
Gregory Marc CorneilleAxcel Capital Management, LLCPNC Investments03-13-2013
Shannon Wesley PetersonWells Fargo Clearing Services, LLCPNC Investments01-05-2012
Anna G. NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-02-2011
Rajat Varada RajanWells Fargo Clearing Services, LLCPNC Investments12-15-2010
Kelly I. BateyLPL Financial LLCPNC Investments12-10-2010
Sharon Lawson GrinestaffLPL Financial LLCPNC Investments10-07-2009
Zaneilia Arnicia HarrisHarris and Harris Wealth Management Group, LLCPNC Investments07-09-2009
David Anthony HemlerLPL Financial LLCPNC Investments06-26-2009
Vernon Burdell CunninghamLPL Financial LLCPNC Investments$1011-09-2012
David Russell NetererLPL Financial LLCPNC Investments$5001-04-2010
Shaun BlakesleeLPL Financial LLCPNC Investments$6206-26-2017
Marco A SotoWells Fargo Clearing Services, LLCPNC Investments$15006-06-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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