Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Russell Brown JrCambridge Investment Research, Inc.PNC Investments06-29-2020
Travis Jay LacelleCitizens Securities, Inc.PNC Investments01-30-2020
Nicklaus R SerafiniAmeriprise Financial Services, LLCPNC Investments06-19-2019
Chad Brian SpeziaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-16-2019
Jaclyn M MullicaCitizens Securities, Inc.PNC Investments02-27-2019
Miguel R WodkowskiComerica SecuritiesPNC Investments$15011-05-2018
Anthony Paul TucciniCitizens Securities, Inc.PNC Investments10-23-2018
Brian James HarrasJ.P. Morgan Securities LLCPNC Investments09-19-2018
James Connor Macbeth IvJ.P. Morgan Securities LLCPNC Investments07-10-2018
Sharlee Nicole ZalewskiEdward JonesPNC Investments03-02-2018
Jeffrey T DomenicoEdward JonesPNC Investments10-06-2017
Zakhele V DhlaminiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-14-2017
Richard Paul SrnecJ.P. Morgan Securities LLCPNC Investments05-26-2017
Mark W Scofield IiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-16-2017
Dewey Irwin Doyle IVTIAA-CREF Individual & Institutional Services, LLCPNC Investments$2505-04-2017
Nicole Marie GattoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-03-2017
Ryan PAUL MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-28-2017
Joseph David BanishAmeriprise Financial Services, LLCPNC Investments03-10-2017
Jonathan James SmithHorace Mann Investors, Inc.PNC Investments01-06-2017
Christopher Jordan RennertThe Huntington Investment CompanyPNC Investments10-31-2016
Jay Julius PeitschJ.P. Morgan Securities LLCPNC Investments08-04-2016
Kevin Dale GautPrincipal Securities, Inc.PNC Investments07-11-2016
Heather Marie OttOppenheimer & Co. Inc.PNC Investments06-03-2016
Kristen Kay HassettMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-05-2016
Jonathan Brian KulickWells Fargo Clearing Services, LLCPNC Investments01-11-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.