Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Lynn Riley Jr.Voya Financial Advisors, Inc.PNC Investments06-09-2010
John Charles DaughertyWells Fargo Clearing Services, LLCPNC Investments12-03-2010
Michael William SeeWells Fargo Clearing Services, LLCPNC Investments12-03-2010
Kim Colette MacgregorEdward JonesPNC Investments12-06-2010
Aaron Michael BartkoKey Investment Services LLCPNC Investments03-28-2011
Gary Todd CooperInfinex Investments, Inc.PNC Investments11-10-2011
Brandy Nichole EgglestonEdward JonesPNC Investments06-29-2012
Daniel P. AtwoodThe Huntington Investment CompanyPNC Investments08-22-2012
Kerry J. KerchJ.P. Morgan Securities LLCPNC Investments12-10-2012
Paul Joseph ElliottJ.P. Morgan Securities LLCPNC Investments01-07-2013
Eric Stephen RatliffJ.P. Morgan Securities LLCPNC Investments02-15-2013
Matthew H DewildtInfinex Investments, Inc.PNC Investments03-21-2013
Renee Denise MaroneJ.P. Morgan Securities LLCPNC Investments04-08-2013
Todd Kevin MaroneJ.P. Morgan Securities LLCPNC Investments$1004-23-2013
Gregory James CollinsRaymond James Financial Services, Inc.PNC Investments$2510-01-2013
Scott M UlmerJ.P. Morgan Securities LLCPNC Investments11-25-2013
Albert Clement PrykaLPL Financial LLCPNC Investments12-16-2013
Roger Anthony SiegelFifth Third Securities, Inc.PNC Investments04-03-2014
Brian Kenneth LafaveFifth Third Securities, Inc.PNC Investments04-25-2014
Stephen Joseph HannahCitizens Securities, Inc.PNC Investments04-30-2014
Michael James SteinebachUnited Planners' Financial Services of America A Limited PartnerPNC Investments08-22-2014
Kurtis Wade AbrahamFifth Third Securities, Inc.PNC Investments11-05-2014
Lisa Marie Lacross-CourtneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$1011-07-2014
Anthony Frank TuzzolinoJ.P. Morgan Securities LLCPNC Investments11-19-2014
Geoffrey Charles SadekLPL Financial LLCPNC Investments12-18-2014
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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