Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emily Ann VerlindeThe Huntington Investment CompanyPNC Investments02-03-2010
Elizabeth Ann BarberChase Investment Services Corp.PNC Investments03-29-2010
Jacqueline Thuyle TranChase Investment Services Corp.PNC Investments$10004-12-2010
Charles Lynn Riley Jr.Voya Financial Advisors, Inc.PNC Investments$25006-09-2010
Kenneth Bruce Lundquist Jr.Citizens Securities, Inc.PNC Investments08-25-2010
Christopher Walter KubertChase Investment Services Corp.PNC Investments08-30-2010
Corrine Renee ClarkCitizens Securities, Inc.PNC Investments$10010-25-2010
Nicole KatafiaszKey Investment Services LLCPNC Investments11-11-2010
Michael William SeeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)PNC Investments$10012-03-2010
John Charles DaughertyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)PNC Investments$15012-03-2010
Kim Colette MacgregorEdward JonesPNC Investments$25012-06-2010
Maurice Ervin Miller Jr.Citizens Securities, Inc.PNC Investments01-05-2011
Joseph M PloszewskiChase Investment Services Corp.PNC Investments03-21-2011
Aaron Michael BartkoKey Investment Services LLCPNC Investments03-28-2011
Amy Jo Townsend-VanderpoolLPL Financial LLCPNC Investments03-29-2011
Morgan Lee MudgeChase Investment Services Corp.PNC Investments06-01-2011
Leah Michele ArnoldChase Investment Services Corp.PNC Investments08-01-2011
William Hal BoumaFifth Third Securities, Inc.PNC Investments11-07-2011
Gary Todd CooperInfinex Investments, Inc.PNC Investments11-10-2011
Dawn Lynn PhillipsSecurities Service Network, LLCPNC Investments11-21-2011
Racheal Lynn MelocheFifth Third Securities, Inc.PNC Investments05-02-2012
Antonio Denard JeffersonChase Investment Services Corp.PNC Investments06-25-2012
Brandy Nichole EgglestonEdward JonesPNC Investments06-29-2012
Daniel P. AtwoodThe Huntington Investment CompanyPNC Investments08-22-2012
Next Page »

Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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