Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian A PowellLPL Financial LLCPNC Investments$2507-20-2020
Lillie Ann PowellLPL Financial LLCPNC Investments$2,00005-26-2020
Heath Michael CatoEdward JonesPNC Investments06-24-2019
Kenneth Neal GerlachTIAA-CREF Individual & Institutional Services, LLCPNC Investments01-24-2018
Ben L Lane Ellerbe JrU.S. Bancorp Investments, Inc.PNC Investments12-20-2017
Dimitar Nikolaev MushkovCetera Investment Services LLCPNC Investments04-26-2017
Justin M HitzfeldtTD Ameritrade Investment Management, LLCPNC Investments04-10-2017
Adam HopperEdward JonesPNC Investments05-09-2016
Joseph Richard SutterWells Fargo Clearing Services, LLCPNC Investments04-15-2016
Daniel P StavridesCetera Investment Services LLCPNC Investments12-16-2014
Jeremy Perry BlaineNorthwestern Mutual Investment Services, LLCPNC Investments$5009-04-2014
Jack Curtis YaleTIAA-CREF Individual & Institutional Services, LLCPNC Investments08-08-2014
Natalie Elaine HollandState Farm VP Management Corp.PNC Investments03-21-2014
Vincent WallaceEdward JonesPNC Investments12-09-2013
Philip E YockeyU.S. Bancorp Investments, Inc.PNC Investments09-20-2013
Marc Robert ParsonWells Fargo Clearing Services, LLCPNC Investments$1,00010-29-2012
Timothy Joseph HarkerCharles Schwab & Co., Inc.PNC Investments10-08-2012
Mark Alan CaseltonRaymond James & Associates, Inc.PNC Investments$5005-28-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.