Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Catherine Proctor ClontzBB&T Securities, LLCPNC Investments03-06-2020
Joseph F. GrimsicAlphaStar Capital Management, LLCPNC Investments10-23-2019
Peter John BrambsCUSO Financial Services, L.P.PNC Investments$15010-07-2019
Philip Marcus Winstead Jr.Commonwealth Financial NetworkPNC Investments06-28-2019
John Jason LunaBB&T Securities, LLCPNC Investments06-26-2019
Eric HaughwoutTD Ameritrade Investment Management, LLCPNC Investments01-28-2019
Charles Wesley Conkling IVWells Fargo Clearing Services, LLCPNC Investments12-18-2018
Michael Ryan LovellPNC InvestmentsPNC Investments12-06-2018
Mathieu Spence GodinUBS Financial Services Inc.PNC Investments11-09-2018
John Samuel Fitch IIILPL Financial LLCPNC Investments11-08-2018
Andrew SchultzE*TRADE Securities LLCPNC Investments10-29-2018
Anthony J. ReidBB&T Securities, LLCPNC Investments10-24-2018
Monty Ray PollardWells Fargo Clearing Services, LLCPNC Investments$15010-04-2018
Tracy Earl DeanWells Fargo Clearing Services, LLCPNC Investments$109-28-2018
Matthew Stewart RaganPNC InvestmentsPNC Investments$15009-10-2018
Kimberley Ann AldrichWells Fargo Clearing Services, LLCPNC Investments07-20-2018
Ricky Paul SloanFirst Citizens Investor Services, Inc.PNC Investments06-27-2018
John R. Callaway Jr.Wells Fargo Clearing Services, LLCPNC Investments$15005-23-2018
Amelia Justice HarmonInvestacorp, Inc.PNC Investments03-15-2018
William Ray HarmonVanguard Marketing CorporationPNC Investments$10003-05-2018
Kim Dee WeberFirst Citizens Investor Services, Inc.PNC Investments02-28-2018
Thomas Goodwin RoedigerBB&T Securities, LLCPNC Investments$1002-26-2018
Brandon ShephardTIAA-CREF Individual & Institutional Services, LLCPNC Investments02-21-2018
Pamela Ledwell SowardsFirst Citizens Investor Services, Inc.PNC Investments02-12-2018
Kelli Boykin PeeleFirst Citizens Investor Services, Inc.PNC Investments12-08-2017
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.