Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
Peter J. DenningWells Fargo Clearing Services, LLCPNC Investments12-18-2018
Marco Goncalves RitaRaymond James Financial Services, Inc.PNC Investments11-07-2018
Thomas Gary BeckerLPL Financial LLCPNC Investments10-26-2018
Noah J. GiglioJ.P. Morgan Securities LLCPNC Investments10-22-2018
Michael Keith SchneiderLPL Financial LLCPNC Investments10-12-2018
Robert Charles LitwinLPL Financial LLCPNC Investments$15010-01-2018
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL Financial LLCPNC Investments$22509-28-2018
Stephen Gary PollockLPL Financial LLCPNC Investments$5009-28-2018
Jane Ann RocksLPL Financial LLCPNC Investments$5009-28-2018
Angela ShawJ.P. Morgan Securities LLCPNC Investments$15005-09-2018
Oscar David DuqueMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-19-2018
Frank Paul HellriegelWells Fargo Clearing Services, LLCPNC Investments$5004-06-2018
Joshua Ryan MelchorMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15003-19-2018
Evelyn P BorgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-13-2018
Frank Burgaretta Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-05-2018
Louis P GoriniMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-01-2018
Mona A Abdel-MalekMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-26-2018
Alexander E. ParisisJ.P. Morgan Securities LLCPNC Investments$15002-20-2018
Pasquale GiannellaLPL Financial LLCPNC Investments12-01-2017
William Joseph MurphyWells Fargo Clearing Services, LLCPNC Investments10-27-2017
Joseph RiccelliLPL Financial LLCPNC Investments$7309-29-2017
Joseph P RiccelliLPL Financial LLCPNC Investments$5009-29-2017
Christopher K. CherasaroWells Fargo Clearing Services, LLCPNC Investments07-27-2017
Jessica Samantha SprovieroMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments07-17-2017
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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