Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul KuleskaCetera Investment Services LLCPNC Investments09-14-2020
Patrick Thomas HeebFidelity Brokerage Services LLCPNC Investments08-02-2020
Craig L AndresLPL Financial LLCPNC Investments12-20-2019
Robert J ShannonLPL Financial LLCPNC Investments$5009-06-2019
Matthew James ArmstrongCitizens Securities, Inc.PNC Investments03-18-2019
Alp Yusuf AkturkCetera Investment Services LLCPNC Investments02-01-2019
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
PETER John DENNINGWells Fargo Clearing Services, LLCPNC Investments12-18-2018
Michael Richard McGahanWells Fargo Clearing Services, LLCPNC Investments11-30-2018
Richard SernaNYLIFE Securities LLCPNC Investments11-27-2018
Nicholas KouletasWells Fargo Clearing Services, LLCPNC Investments11-19-2018
Magan ZavislakThe Investment Advisor Alliance LLCPNC Investments11-13-2018
Narmada PingiliSantander Securities LLCPNC Investments11-09-2018
Marco Goncalves RitaRaymond James Financial Services, Inc.PNC Investments11-07-2018
Rashad SharifJ.P. Morgan Securities LLCPNC Investments11-02-2018
Fred Howard KleinfeldJ.P. Morgan Securities LLCPNC Investments10-30-2018
Thomas Gary BeckerLPL Financial LLCPNC Investments10-26-2018
Noah J GiglioJ.P. Morgan Securities LLCPNC Investments10-22-2018
Michael Keith SchneiderLPL Financial LLCPNC Investments10-12-2018
Mazin Ali HakimTIAA-CREF Individual & Institutional Services, LLCPNC Investments10-04-2018
Robert Charles LitwinLPL Financial LLCPNC Investments$15010-01-2018
Steve Pollock Jane Rocks Robert Litwin Tom Becker and Michael SchneiderLPL Financial LLCPNC Investments$22509-28-2018
Jane Ann RocksLPL Financial LLCPNC Investments$5009-28-2018
Stephen Gary PollockLPL Financial LLCPNC Investments$5009-28-2018
Kevin Daniel HonanJ.P. Morgan Securities LLCPNC Investments08-24-2018
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Showing 1 to 25 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.