Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Satinder K TuckerAllstate Financial Services, LLCPNC Investments08-15-2013
Brendan T SheehanAllstate Financial Services, LLCPNC Investments01-24-2012
Ryan Michael OrsleyAmeriprise Financial Services, LLCPNC Investments$5006-05-2015
Sean Andrew FitzpatrickAmeriprise Financial Services, LLCPNC Investments06-05-2015
Kevin Michael FarrellAmeriprise Financial Services, LLCPNC Investments$5011-29-2013
Scott Matthew Clayton Sr.Ameriprise Financial Services, LLCPNC Investments11-29-2013
Joseph Samuel KarlsenAmeriprise Financial Services, LLCPNC Investments11-29-2013
Gavin James BoboAmeriprise Financial Services, LLCPNC Investments04-10-2013
Lynn Maria LiaskosAmeriprise Financial Services, LLCPNC Investments$1011-16-2012
Michelle Marie NocitoAmeriprise Financial Services, LLCPNC Investments10-14-2011
Lawrence Vincent SoraceAmeritas Investment Company, LLCPNC Investments01-15-2016
Brock A. FruthAPW Capital, Inc.PNC Investments08-26-2014
Karen Ann LillyBCG Securities, Inc.PNC Investments07-18-2016
James Barrett O'DonoghueBCG Securities, Inc.PNC Investments08-24-2015
Carolyn J. SimonBNY Mellon Securities CorporationPNC Investments10-15-2014
Robert J HopeBuckingham Strategic Wealth, LLCPNC Investments04-18-2017
Alina FloreaCapital One Investing, LLCPNC Investments07-14-2017
Peter FinerCapital One Investing, LLCPNC Investments05-09-2017
Richard Gerard GronskeCapital One Investing, LLCPNC Investments04-26-2017
John MossaCapital One Investment Services LLCPNC Investments$2501-01-2013
Alp Yusuf AkturkCetera Investment Services LLCPNC Investments$5002-01-2019
Steven SotoCetera Investment Services LLCPNC Investments05-07-2018
Edward Ignazio CugnoCetera Investment Services LLCPNC Investments11-25-2013
Vincent DipaolaCFD Investments, Inc.PNC Investments05-01-2009
Cassandra Frances LarosaCharles Schwab & Co., Inc.PNC Investments03-29-2017
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Showing 1 to 25 of 236 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.