Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Michael OrsleyAmeriprise Financial Services, Inc.PNC Investments$5006-05-2015
Kevin Farrell, John AngiulliAmeriprise Financial Services, Inc.PNC Investments$16011-29-2013
Kevin Michael FarrellAmeriprise Financial Services, Inc.PNC Investments11-29-2013
Scott Matthew Clayton Sr.Ameriprise Financial Services, Inc.PNC Investments11-29-2013
Joseph Samuel KarlsenAmeriprise Financial Services, Inc.PNC Investments11-29-2013
Gavin James BoboAmeriprise Financial Services, Inc.PNC Investments04-10-2013
James Barrett O'DonoghueBCG Securities, Inc.PNC Investments08-24-2015
Robert Vincent ProtestoBCG Securities, Inc.PNC Investments09-08-2014
Robbie Lynne WilliamsCitizens Securities, Inc.PNC Investments$1004-27-2017
Ella R. OdchigueHSBC Securities (USA) Inc.PNC Investments07-02-2014
Noah J. GiglioJ.P. Morgan Securities LLCPNC Investments10-22-2018
Angela ShawJ.P. Morgan Securities LLCPNC Investments$15005-09-2018
Alexander E. ParisisJ.P. Morgan Securities LLCPNC Investments$15002-20-2018
Nina Anne GiresiJ.P. Morgan Securities LLCPNC Investments06-23-2015
Daniel Omar LedesmaJ.P. Morgan Securities LLCPNC Investments05-28-2015
Michael Edward VitaleJ.P. Morgan Securities LLCPNC Investments03-06-2015
Kathleen Diane LightJ.P. Morgan Securities LLCPNC Investments11-07-2014
Edward William GuerinJ.P. Morgan Securities LLCPNC Investments10-02-2014
Tracie Anne FitzgeraldKestra Investment Services, LLCPNC Investments06-16-2016
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL Financial LLCPNC Investments$22509-28-2018
Thomas Gary BeckerLPL Financial LLCPNC Investments10-26-2018
Michael Keith SchneiderLPL Financial LLCPNC Investments10-12-2018
Robert Charles LitwinLPL Financial LLCPNC Investments$15010-01-2018
Stephen Gary PollockLPL Financial LLCPNC Investments$5009-28-2018
Jane Ann RocksLPL Financial LLCPNC Investments$5009-28-2018
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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