Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig L. AndresLPL Financial LLCPNC Investments12-20-2019
Matthew James ArmstrongCitizens Securities, Inc.PNC Investments03-18-2019
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
Peter J. DenningWells Fargo Clearing Services, LLCPNC Investments12-18-2018
James Francis KruseNYLIFE Securities LLCPNC Investments12-17-2018
Edmond DimashiPNC InvestmentsPNC Investments12-04-2018
Michael Richard McGahanWells Fargo Clearing Services, LLCPNC Investments11-30-2018
Richard SernaNYLIFE Securities LLCPNC Investments11-27-2018
Nicholas P KouletasWells Fargo Clearing Services, LLCPNC Investments11-19-2018
Narmada PingiliSantander Securities LLCPNC Investments11-09-2018
Marco Goncalves RitaRaymond James Financial Services, Inc.PNC Investments11-07-2018
Marilyn D AndradeMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-05-2018
Fred Howard KleinfeldJ.P. Morgan Securities LLCPNC Investments10-30-2018
Amanda Jean PanacekJ.P. Morgan Securities LLCPNC Investments10-29-2018
Thomas Gary BeckerLPL Financial LLCPNC Investments10-26-2018
Noah J. GiglioJ.P. Morgan Securities LLCPNC Investments10-22-2018
Michael Keith SchneiderLPL Financial LLCPNC Investments10-12-2018
Mazin Ali HakimTIAA-CREF Individual & Institutional Services, LLCPNC Investments10-04-2018
Kevin Daniel HonanJ.P. Morgan Securities LLCPNC Investments08-24-2018
Steven SotoCetera Investment Services LLCPNC Investments05-07-2018
Oscar David DuqueMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-19-2018
Joshua Ryan MelchorMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-19-2018
Evelyn P BorgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-13-2018
Intaek OhTIAA-CREF Individual & Institutional Services, LLCPNC Investments03-09-2018
Frank Burgaretta Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-05-2018
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Showing 1 to 25 of 236 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.