Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Steven GelberCity National Securities, Inc.PNC Investments02-20-2019
Ginny Susan UrusJ.P. Morgan Securities LLCPNC Investments03-05-2018
Gabriel Issac BarraganCitigroup Global Markets Inc.PNC Investments09-12-2017
Wei PengHSBC Securities (USA) Inc.PNC Investments08-31-2017
Steven Richard MintzCitigroup Global Markets Inc.PNC Investments08-14-2017
Ryan Rajeev AdhariJ.P. Morgan Securities LLCPNC Investments06-09-2017
Akhil BhallaFirst Republic Securities Company, LLCPNC Investments05-18-2017
Jeffrey Alan QueridoTIAA-CREF Individual & Institutional Services, LLCPNC Investments05-12-2017
Ahmad Abu AdasCitigroup Global Markets Inc.PNC Investments05-08-2017
Matthew OrlettiWells Fargo Clearing Services, LLCPNC Investments04-21-2017
Kris Lloyd WileyJ.P. Morgan Securities LLCPNC Investments$10002-11-2016
Ralph Andrew GandyCitigroup Global Markets Inc.PNC Investments10-15-2015
Patricia LeeTIAA-CREF Individual & Institutional Services, LLCPNC Investments05-21-2015
Grace April BernadiceSantander Securities LLCPNC Investments01-06-2015
William Edward SchollyFidelity Brokerage Services LLCPNC Investments08-26-2014
Joseph Dominic LombardoU.S. Bancorp Investments, Inc.PNC Investments04-22-2014
Eric Justin KrasnovCitigroup Global Markets Inc.PNC Investments09-10-2013
Christopher Ernest GattoFidelity Brokerage Services LLCPNC Investments08-06-2012
Robert Michael CianciSecurities America, Inc.PNC Investments10-08-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.