Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip William HolstromAllstate Financial Services, LLCPNC Investments07-15-2016
Jamie Lee BennettAllstate Financial Services, LLCPNC Investments02-11-2013
Ryan C. ColeAllstate Financial Services, LLCPNC Investments06-06-2012
Christopher D. SchalkAmeriprise Financial Services, Inc.PNC Investments11-14-2018
Frederick Nathaniel BryanAmeriprise Financial Services, Inc.PNC Investments$5008-15-2014
Karen Alison MorrisB. Riley Wealth ManagementPNC Investments09-08-2017
Leena BhojrajCadaret, Grant & Co., Inc.PNC Investments01-05-2015
Erin E. Jones BrineyCadaret, Grant & Co., Inc.PNC Investments01-05-2015
Cheryl Jean SteinerCetera Investment Services LLCPNC Investments05-01-2017
Robert J. HydeCetera Investment Services LLCPNC Investments03-01-2016
Trevor L. PopovitchCetera Investment Services LLCPNC Investments04-30-2014
Brian JohnsonCitizens Securities, Inc.PNC Investments09-20-2017
Ryan N. RicartCitizens Securities, Inc.PNC Investments04-24-2017
Brian R. ShreveCitizens Securities, Inc.PNC Investments12-21-2016
Austin Lacey Alamander HolbrookCitizens Securities, Inc.PNC Investments02-10-2014
Matthew James MapleyCitizens Securities, Inc.PNC Investments05-17-2013
Nathan Andrew KaufmanCitizens Securities, Inc.PNC Investments11-09-2009
Nathaniel Bradley StevensCUSO Financial Services, L.P.PNC Investments$2003-06-2017
Luke A. NeffCUSO Financial Services, L.P.PNC Investments06-01-2015
James Thomas Carpenter IIIEdward JonesPNC Investments05-05-2017
Alan Howard GrossmanEdward JonesPNC Investments$2509-28-2012
Sarah Louise SelkeEdward JonesPNC Investments08-12-2011
Kevin James HuebschmanFifth Third Securities, Inc.PNC Investments10-18-2017
Ivan UskokovicFifth Third Securities, Inc.PNC Investments06-14-2017
Susanne Marie SwansonFifth Third Securities, Inc.PNC Investments06-08-2017
Next Page »

Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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