Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Lawrence TeetzelAllstate Financial Services, LLCPNC Investments04-11-2017
Carol Lynn BendikAllstate Financial Services, LLCPNC Investments08-24-2016
Robert Woodrow Archbald Jr.Allstate Financial Services, LLCPNC Investments11-13-2013
Michael L. ConwayAllstate Financial Services, LLCPNC Investments10-01-2010
Miranda Dawn CollingwoodAmeriprise Financial Services, LLCPNC Investments10-12-2016
James H. McConnellAmeriprise Financial Services, LLCPNC Investments09-01-2015
Sean Michael PearsonAmeriprise Financial Services, LLCPNC Investments09-28-2012
Joseph Paul KnausAmeriprise Financial Services, LLCPNC Investments$15007-22-2011
Kevin Patten BondiAmeriprise Financial Services, LLCPNC Investments07-16-2010
Peter Charles YergerAXA Advisors, LLCPNC Investments08-31-2017
William Alan LupiBB&T Investment Services, Inc.PNC Investments09-18-2017
Grant WalkerBB&T Investment Services, Inc.PNC Investments09-09-2016
Nicholas Anthony GriffithsBB&T Investment Services, Inc.PNC Investments08-30-2016
Christian Coe Merritt IIIBB&T Investment Services, Inc.PNC Investments03-29-2016
Catherine Loretta AzelesBB&T Investment Services, Inc.PNC Investments01-29-2016
Jason J ReillyBerkshire Asset Management, LLCPNC Investments12-03-2015
Zachary D. WernerCadaret, Grant & Co., Inc.PNC Investments05-13-2016
Craig A. MooreCambridge Investment Research, Inc.PNC Investments$1706-29-2018
Kacey J. NorthrupCambridge Investment Research, Inc.PNC Investments10-02-2017
Michael J. KernCetera Advisor Networks LLCPNC Investments05-04-2016
Patrick Stephen MullenCetera Investment Services LLCPNC Investments10-21-2018
Thomas Francis RitchieCetera Investment Services LLCPNC Investments07-15-2010
Brian Timothy HoldenCetera Investment Services LLCPNC Investments$1004-05-2010
Warren Geary Metzger IIICetera Investment Services LLCPNC Investments01-27-2010
Richard Seifert ColeCharles Schwab & Co., Inc.PNC Investments$15004-03-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.