Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael PreateMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-14-2019
Kimberly Sue WeithmanLPL Financial LLCPNC Investments08-09-2019
Christopher S JanusekThrivent Investment Management Inc.PNC Investments08-07-2019
Ian Dodd SpradlingRaymond James & Associates, Inc.PNC Investments$5007-19-2019
Pamela Lee GrimmettSunTrust Investment Services, Inc.PNC Investments07-10-2019
Philip Marcus Winstead JrCommonwealth Financial NetworkPNC Investments06-28-2019
Thomas J ScottCetera Investment Services LLCPNC Investments$15006-25-2019
Heath Michael CatoEdward JonesPNC Investments06-24-2019
Nicklaus R SerafiniAmeriprise Financial Services, LLCPNC Investments06-19-2019
Edwin James Pinigis IiiBB&T Securities, LLCPNC Investments06-06-2019
Jason Paul SeibertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-31-2019
David Martin GarresCUSO Financial Services, L.P.PNC Investments$25005-29-2019
Jason Robert CalderwoodPruco Securities, LLC.PNC Investments05-21-2019
Everett Gregory HunterSunTrust Investment Services, Inc.PNC Investments05-17-2019
Chad Brian SpeziaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-16-2019
Cody John BehrensCountry Capital Management CompanyPNC Investments05-03-2019
Andrea Belen-SandhorstMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-29-2019
Chris Mark KolasinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15004-26-2019
Frank N HotzeMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-26-2019
Loren Paul FiffikRaymond James Financial Services, Inc.PNC Investments04-25-2019
Michen V SirleafTD Ameritrade Investment Management, LLCPNC Investments$15004-24-2019
Jennifer S GreeneLPL Financial LLCPNC Investments04-23-2019
Joseph Leonard ArndtMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-16-2019
Ankit P PatelKey Investment Services LLCPNC Investments04-16-2019
David Wynne MorrisonPeloton Wealth Strategists, Inc.PNC Investments04-11-2019
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.