Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luis Ivan CruzMML Investors Services, LLCPark Avenue Securities LLC$15011-05-2019
Joshua R TomeoniMML Investors Services, LLCPark Avenue Securities LLC10-07-2019
Samantha ClarkMML Investors Services, LLCPark Avenue Securities LLC$10010-04-2019
Nicholas G. HoodMML Investors Services, LLCPark Avenue Securities LLC09-30-2019
Jay J StraussMML Investors Services, LLCPark Avenue Securities LLC$10009-17-2019
James Gary PetersonMML Investors Services, LLCPark Avenue Securities LLC08-08-2019
Brian R. YoungMML Investors Services, LLCPark Avenue Securities LLC$50004-24-2019
Cynthia Jean ObrienMML Investors Services, LLCPark Avenue Securities LLC$25003-26-2019
Christopher Alan BransgroveMML Investors Services, LLCPark Avenue Securities LLC03-06-2019
Anant S. MehtaMML Investors Services, LLCPark Avenue Securities LLC02-13-2019
Robert Scott CohenMML Investors Services, LLCPark Avenue Securities LLC01-14-2019
Jeffrey Charles GoeringMML Investors Services, LLCPark Avenue Securities LLC10-31-2018
JOSEPH WILLIAM VEASEYMML Investors Services, LLCPark Avenue Securities LLC09-25-2018
Craig Adam GraysonMML Investors Services, LLCPark Avenue Securities LLC$36009-20-2018
Matthew Field Van CleveMML Investors Services, LLCPark Avenue Securities LLC09-18-2018
Christopher Evan TormeyMML Investors Services, LLCPark Avenue Securities LLC$20008-16-2018
William H Horan IVMML Investors Services, LLCPark Avenue Securities LLC$16808-01-2018
Derek Michael McdougallMML Investors Services, LLCPark Avenue Securities LLC05-02-2018
Justin M. BreenMML Investors Services, LLCPark Avenue Securities LLC04-30-2018
Shawn Patrick KilmurrayMML Investors Services, LLCPark Avenue Securities LLC$70004-16-2018
William Reginald Mcdowra Jr.MML Investors Services, LLCPark Avenue Securities LLC04-10-2018
Brook Mason StevensMML Investors Services, LLCPark Avenue Securities LLC01-30-2018
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
Tey Hyun KimMML Investors Services, LLCPark Avenue Securities LLC12-04-2017
Isaac CohenMML Investors Services, LLCPark Avenue Securities LLC$10010-30-2017
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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