Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wayne E. RamseyPrincipal Securities, Inc.Park Avenue Securities LLC12-16-2015
Tyrone Jesus AngelPrincipal Securities, Inc.Park Avenue Securities LLC03-15-2010
Steven Robert GatesPrincipal Securities, Inc.Park Avenue Securities LLC05-28-2015
Richard Hunter IIIPrincipal Securities, Inc.Park Avenue Securities LLC12-01-2014
Phillip Allen VancePrincipal Securities, Inc.Park Avenue Securities LLC07-09-2014
Martha Jane BonePrincipal Securities, Inc.Park Avenue Securities LLC$50005-10-2010
Kelly S. ThornburgPrincipal Securities, Inc.Park Avenue Securities LLC$10004-16-2018
Jeffrey Darwin BrownPrincipal Securities, Inc.Park Avenue Securities LLC04-21-2015
Jeff Oscar RuenPrincipal Securities, Inc.Park Avenue Securities LLC$10012-16-2016
Jason PastranoPrincipal Securities, Inc.Park Avenue Securities LLC08-08-2013
James Herbert HoeflingerPrincipal Securities, Inc.Park Avenue Securities LLC$15006-09-2009
James Franklin ReinhardtPrincipal Securities, Inc.Park Avenue Securities LLC$10007-18-2014
Howell Harvey Hughes Jr.Principal Securities, Inc.Park Avenue Securities LLC$10008-07-2012
Herman Bruce Towner Jr.Principal Securities, Inc.Park Avenue Securities LLC01-25-2011
Henry Paul LevinePrincipal Securities, Inc.Park Avenue Securities LLC08-19-2014
Harold Green McIntosh Jr.Principal Securities, Inc.Park Avenue Securities LLC$50002-20-2018
Christopher Edward AllredPrincipal Securities, Inc.Park Avenue Securities LLC$50005-17-2017
Charles Ernest Jackson Jr.Principal Securities, Inc.Park Avenue Securities LLC01-07-2013

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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