Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick M. HowellNYLIFE Securities LLCPark Avenue Securities LLC$103-09-2020
Richard EspositoAllstate Financial Services, LLCPark Avenue Securities LLC01-29-2020
Justin E BudnickSagePoint Financial, Inc.Park Avenue Securities LLC05-31-2019
Christopher Croy SpragueAllstate Financial Services, LLCPark Avenue Securities LLC03-29-2019
Christopher Evan TormeyMML Investors Services, LLCPark Avenue Securities LLC$20008-16-2018
Henry Isaac MondscheinNationwide Securities, LLCPark Avenue Securities LLC09-07-2017
Todd Andrew HammerAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC06-01-2017
Bryan Robert SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC04-24-2017
Jeffrey HelfandMML Investors Services, LLCPark Avenue Securities LLC02-06-2017
Timothy Daniel StevensonMML Investors Services, LLCPark Avenue Securities LLC02-01-2017
Ellis Andrew HiltzVoya Financial Advisors, Inc.Park Avenue Securities LLC12-01-2016
Michael Robert GalluzzoMML Investors Services, LLCPark Avenue Securities LLC10-20-2016
Lori Ann ThanerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC09-26-2016
Shane James ClarkeNext Financial Group, Inc.Park Avenue Securities LLC$2507-11-2016
William Howard Leete Jr.Monte Financial Group, LLCPark Avenue Securities LLC03-04-2016
Jonathan P WorobowMML Investors Services, LLCPark Avenue Securities LLC10-29-2015
Daryl Leslie WorobowMML Investors Services, LLCPark Avenue Securities LLC09-08-2015
Robert Alan Lockery Jr.MML Investors Services, LLCPark Avenue Securities LLC08-13-2015
Nolan Charles ClearyMML Investors Services, LLCPark Avenue Securities LLC07-27-2015
Brian Edward NoeLincoln Financial Advisors CorporationPark Avenue Securities LLC04-27-2015
Andrew Jacob GardnerCetera Advisor Networks LLCPark Avenue Securities LLC10-08-2014
Corey L. SneedLegend Equities CorporationPark Avenue Securities LLC09-25-2014
Gregg Barrett CormierNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC05-29-2014
Francis James Ifkovic IIIPruco Securities, LLC.Park Avenue Securities LLC04-28-2014
Michael Lawrence DepalmaHornor, Townsend & Kent, LLCPark Avenue Securities LLC$1009-26-2013
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.