Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Eugene StatonFounders Financial Securities LLCPark Avenue Securities LLC02-28-2020
Wesley K BrownRemnant WealthPark Avenue Securities LLC02-26-2020
Nicholas G HoodMML Investors Services, LLCPark Avenue Securities LLC09-30-2019
John Christopher VaccacioCambridge Investment Research, Inc.Park Avenue Securities LLC07-25-2019
Gregory S WillBestgate Wealth Advisors, LLCPark Avenue Securities LLC06-17-2019
Darren Patrick StranieroOnPlane Financial AdvisorsPark Avenue Securities LLC02-14-2019
Mark Bradley SchulzeMorgan StanleyPark Avenue Securities LLC11-28-2017
Christopher Sean MaiensheinPruco Securities, LLC.Park Avenue Securities LLC03-21-2017
Bernard William RichardsM&T Securities, Inc.Park Avenue Securities LLC08-23-2016
David Yong Soo BubbCharles Schwab & Co., Inc.Park Avenue Securities LLC$2506-21-2016
Daniel E JossenNYLIFE Securities LLCPark Avenue Securities LLC06-07-2011
Charles Clayton McNally JrLPL Financial LLCPark Avenue Securities LLC05-13-2011
Susan Michele MitcheltreeKestra Investment Services, LLCPark Avenue Securities LLC12-01-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.