Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Francis Grable Jr.LPL Financial LLCPark Avenue Securities LLC$5005-29-2019
Matthew Raymond MarinoEquity Services, Inc.Park Avenue Securities LLC04-15-2019
Gregory Robert ColucciMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC01-18-2019
Michael Thomas RussoMillstone Financial GroupPark Avenue Securities LLC09-25-2018
Rocco Antonio FiatoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC12-08-2017
Michael I PalumboPruco Securities, LLC.Park Avenue Securities LLC07-28-2017
Paul A CiavarellaSecurian Financial Services, Inc.Park Avenue Securities LLC05-26-2017
Daniel Vaux WilsonSecurities America, Inc.Park Avenue Securities LLC$15002-06-2017
Robin Michael WalshSecurities America, Inc.Park Avenue Securities LLC$10002-06-2017
Wilson MunozSecurities America, Inc.Park Avenue Securities LLC02-06-2017
Alicia M. GonnellaSecurities America, Inc.Park Avenue Securities LLC02-06-2017
Joseph Michael YocavitchBrokers International Financial Services, LLC.Park Avenue Securities LLC01-06-2017
Kenneth Steven ObrienFarmers Financial Solutions, LLCPark Avenue Securities LLC10-14-2016
Jill Diane CooleyPruco Securities, LLC.Park Avenue Securities LLC09-02-2016
Karen Ann DonofrioPruco Securities, LLC.Park Avenue Securities LLC04-12-2016
Michael Richard TormeySantander Securities LLCPark Avenue Securities LLC03-23-2016
William Daniel MaddenAllstate Financial Services, LLCPark Avenue Securities LLC11-24-2015
Bettie W. JarvisMML Investors Services, LLCPark Avenue Securities LLC04-13-2015
Stewart Frederic HeschelesCadaret, Grant & Co., Inc.Park Avenue Securities LLC03-16-2015
Michelle Ann CicchiniAXA Advisors, LLCPark Avenue Securities LLC01-30-2015
Scott Lawrence CodacoviAmeriprise Financial Services, Inc.Park Avenue Securities LLC$10007-18-2014
Matthew Robert MalcAXA Advisors, LLCPark Avenue Securities LLC05-16-2014
Zachary D. ZendaMML Investors Services, LLCPark Avenue Securities LLC08-13-2013
Rakesh Kumar SharmaNYLIFE Securities LLCPark Avenue Securities LLC10-25-2012
David Mark EllowitchLincoln Financial Advisors CorporationPark Avenue Securities LLC10-01-2010

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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