Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Francis Egan4Thought Financial Group Inc.Park Avenue Securities LLC05-07-2013
Paul Robert SteckAllstate Financial Services, LLCPark Avenue Securities LLC11-08-2017
Michael EllerAllstate Financial Services, LLCPark Avenue Securities LLC08-29-2017
Adam Roman Robert NalewajekAltium Wealth Management LLCPark Avenue Securities LLC05-10-2017
Jeffrey Bart PerlmutterAltium Wealth Management LLCPark Avenue Securities LLC04-03-2017
Todd Stewart LevyAltium Wealth Management LLCPark Avenue Securities LLC04-03-2017
Gregory Robert SlaterAltium Wealth Management LLCPark Avenue Securities LLC03-06-2014
Lawrence Joel BrownAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC10-02-2018
Christopher James WolfeAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC04-28-2017
Robert Gino BrunettiAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC$2509-04-2014
Ward Russell BricknerAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC$5006-27-2014
Michael Dominick PalazzoloAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC06-27-2014
Jeffry Mark RosenAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC09-27-2013
Martin Elliot LevineAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC03-22-2012
Jesse Brian MackeyAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC$2503-16-2012
John Allan MaleAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC11-08-2011
Peter Paul OstapowAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC01-18-2011
John J HoughAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC$15001-11-2011
Cori-Ann RoublickAmeritas Investment Company, LLCPark Avenue Securities LLC09-24-2014
Candy Michelle FlynnAXA Advisors, LLCPark Avenue Securities LLC05-24-2018
Keith NovickAXA Advisors, LLCPark Avenue Securities LLC03-17-2015
James Peter AltebrandoAXA Advisors, LLCPark Avenue Securities LLC06-05-2014
Herve Thenor-LouisAXA Advisors, LLCPark Avenue Securities LLC08-16-2013
Michael Scott DonnellyAXA Advisors, LLCPark Avenue Securities LLC06-04-2012
Jeffrey Patrick HarrisonAXA Advisors, LLCPark Avenue Securities LLC06-01-2012
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.