Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael NuckolsRetirement Wealth Advisors, Inc.Park Avenue Securities LLC10-31-2019
Sarah Elizabeth LamarBBVA Securities Inc.Park Avenue Securities LLC$2510-18-2019
Adam Wayne ClaussenBankers Life Securities, Inc.Park Avenue Securities LLC10-15-2019
Patrisha LeeAmeritas Investment Company, LLCPark Avenue Securities LLC$4009-03-2019
Timothy W. TaylorPruco Securities, LLC.Park Avenue Securities LLC07-24-2019
Ramon V. AguirreCharles Schwab & Co., Inc.Park Avenue Securities LLC07-23-2019
Rachelle Ann LanierPruco Securities, LLC.Park Avenue Securities LLC05-03-2019
Leesa Jane LeeBrokers International Financial Services, LLC.Park Avenue Securities LLC04-10-2019
Rodolfo DeLaSierraAllstate Financial Advisors, LLCPark Avenue Securities LLC03-20-2019
Joseph Michael Piazza IIIPresidio Financial, LLCPark Avenue Securities LLC02-25-2019
Matthew W DockallPresidio Financial, LLCPark Avenue Securities LLC02-25-2019

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.