Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cliff C. SulcerFidelity Brokerage Services LLCPark Avenue Securities LLC06-13-2019
Joel David Thornton Jr.Jarred Bunch Consulting, LLCPark Avenue Securities LLC06-07-2019
Justin E BudnickSagePoint Financial, Inc.Park Avenue Securities LLC05-31-2019
Timothy Francis Grable Jr.LPL Financial LLCPark Avenue Securities LLC$5005-29-2019
Carl Malvern Beale IVPark Avenue Securities LLCPark Avenue Securities LLC05-22-2019
Taimur QadirBrokers International Financial Services, LLC.Park Avenue Securities LLC05-16-2019
Robert Lawrence DelucasAfton Advisors, LLCPark Avenue Securities LLC05-16-2019
Rachelle Ann LanierPruco Securities, LLC.Park Avenue Securities LLC05-03-2019
Veronica A MangioneKey Investment Services LLCPark Avenue Securities LLC$5005-02-2019
Nathan Anderson WarrenWoodbury Financial Services, Inc.Park Avenue Securities LLC05-01-2019
Robert Allen DelpJ.W. Cole Financial, Inc.Park Avenue Securities LLC05-01-2019
Charles Abels MassiePeak Brokerage Services, LLCPark Avenue Securities LLC$5005-01-2019
Brian R. YoungMML Investors Services, LLCPark Avenue Securities LLC$5004-24-2019
Karl E. RothhaarEquity Services, Inc.Park Avenue Securities LLC04-22-2019
Melissa A HinesCambridge Investment Research, Inc.Park Avenue Securities LLC$1004-15-2019
Matthew Raymond MarinoEquity Services, Inc.Park Avenue Securities LLC04-15-2019
Leesa Jane LeeBrokers International Financial Services, LLC.Park Avenue Securities LLC04-10-2019
Alan D WinterJ.P. Morgan Securities LLCPark Avenue Securities LLC04-05-2019
Jaden R. VolchoffHornor, Townsend & Kent, LLCPark Avenue Securities LLC04-03-2019
Anthony Christopher RossiAE Wealth Management, LLCPark Avenue Securities LLC04-03-2019
Christopher Croy SpragueAllstate Financial Services, LLCPark Avenue Securities LLC03-29-2019
Cynthia Jean ObrienMML Investors Services, LLCPark Avenue Securities LLC$2503-26-2019
Rodney Charles PetersEastwind Capital Wealth ManagementPark Avenue Securities LLC03-26-2019
Rodolfo DeLaSierraAllstate Financial Advisors, LLCPark Avenue Securities LLC03-20-2019
Craig W BrooksSPCPark Avenue Securities LLC$10003-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.