Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Veronica A MangioneKey Investment Services LLCPark Avenue Securities LLC$50005-02-2019
Alan D WinterJ.P. Morgan Securities LLCPark Avenue Securities LLC04-05-2019
Travis James CarusoNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC01-17-2019
Robert Scott CohenMML Investors Services, LLCPark Avenue Securities LLC01-14-2019
Angela PandalenoNYLIFE Securities LLCPark Avenue Securities LLC$10001-08-2019
Jason William RiteLifeMark Securities Corp.Park Avenue Securities LLC10-17-2018
Lawrence Joel BrownAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC10-02-2018
Lauren Jean Mcnally O'ConnellPruco Securities, LLC.Park Avenue Securities LLC09-27-2018
John Bernard WoythalerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Park Avenue Securities LLC08-14-2018
William H Horan IVMML Investors Services, LLCPark Avenue Securities LLC$16808-01-2018
Thomas CastrovinciWoodbury Financial Services, Inc.Park Avenue Securities LLC08-01-2018
Tom P HomesteadKestra Investment Services, LLCPark Avenue Securities LLC$10007-18-2018
Scott Jacob SilbertHornor, Townsend & Kent, LLCPark Avenue Securities LLC$20007-02-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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