Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert R. DonahueWells Fargo Clearing Services, LLCPeople's Securities, Inc.02-06-2020
Paul Richard DuquetteCitizens Securities, Inc.PEOPLE'S SECURITIES, INC.01-28-2020
David Ralph MeadeLPL Financial LLCPeople's Securities, Inc.03-19-2018
Folson AlmezyPeople's Securities, Inc.People's Securities, Inc.02-13-2018
Gordon Stuart RhoadsEquity Services, Inc.People's Securities, Inc.01-17-2018
Stephen Christopher SimmonsEquity Services, Inc.People's Securities, Inc.01-12-2018
Marcus William GollenbergCitizens Securities, Inc.People's Securities, Inc.01-02-2018
Michael GanciMerrill Lynch, Pierce, Fenner & Smith IncorporatedPeople's Securities, Inc.12-19-2017
Jason Coyle MedoffFidelity Brokerage Services LLCPeople's Securities, Inc.$10003-10-2017
George Andrew CharkalesLPL Financial LLCPeople's Securities, Inc.$1509-12-2016
John T. KaneWells Fargo Clearing Services, LLCPeople's Securities, Inc.07-19-2016
Matthew Craig FrankelNYLIFE Securities LLCPeople's Securities, Inc.05-19-2016
Brian Robert MaitlandCitizens Securities, Inc.People's Securities, Inc.03-23-2016
Jack Duncan RamaleyWells Fargo Clearing Services, LLCPeople's Securities, Inc.02-08-2016
Mark Allen SternburgLPL Financial LLCPeople's Securities, Inc.11-02-2015
Timothy Robert St AndrewSantander Securities LLCPeople's Securities, Inc.10-20-2015
William Frederick DebilleCitigroup Global Markets Inc.People's Securities, Inc.$5006-03-2015
Brian Keith McKoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPeople's Securities, Inc.04-20-2015
Jonathan Barbour AndrewsPeople's Securities, Inc.People's Securities, Inc.09-30-2014
Frank Frederick LoriaCitizens Securities, Inc.People's Securities, Inc.$2501-13-2014
Albert P. Del VecchioNYLIFE Securities LLCPeople's Securities, Inc.06-28-2013
Rita Edem SeddohPeople's Securities, Inc.People's Securities, Inc.05-17-2013
Vincent Jordan TaylorMorgan StanleyPeople's Securities, Inc.05-15-2013
Samantha L. GeistFidelity Brokerage Services LLCPeople's Securities, Inc.05-06-2013
Ashish VermaWells Fargo Clearing Services, LLCPeople's Securities, Inc.11-15-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.