Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Elaine WinbladePruco Securities, LLC.Principal Securities, Inc.$905-05-2020
Bradley Andrew WhelanGWFS Equities, Inc.Principal Securities, Inc.04-02-2020
Matthew Mark AndersonTD Ameritrade Investment Management, LLCPrincipal Securities, Inc.03-25-2020
Sally N. EngelsEdward JonesPrincipal Securities, Inc.03-20-2020
Bryan Leroy HolenAmeritas Investment Company, LLCPrincipal Securities, Inc.$803-02-2020
Deanna Powell SpiveySageview Advisory Group, LLCPrincipal Securities, Inc.01-29-2020
Amy Lynn PenningtonAmeritas Investment Company, LLCPrincipal Securities, Inc.01-15-2020
Nicole GiambroneM&T Securities, Inc.Principal Securities, Inc.01-14-2020
Kylee E. HallLPL Financial LLCPrincipal Securities, Inc.01-13-2020
Travis RuaneInvestacorp, Inc.Principal Securities, Inc.01-13-2020
John Walter VanhoveMWA Financial Services Inc.Principal Securities, Inc.01-08-2020
Russell Ken YamauchiNext Financial Group, Inc.Principal Securities, Inc.01-07-2020
Shawn A. WoodenInvestacorp, Inc.Principal Securities, Inc.01-06-2020
Jennifer Leigh HinrichsenAscensus Broker Dealer Services, LLCPrincipal Securities, Inc.01-06-2020
Glenn Jay TasseyCadaret, Grant & Co., Inc.Principal Securities, Inc.01-02-2020
Richard NarvaezNYLIFE Securities LLCPrincipal Securities, Inc.12-24-2019
Walter Robert Ferguson Jr.Thrivent Investment Management Inc.Principal Securities, Inc.12-24-2019
Aubrey Dana KemerlingEdward JonesPrincipal Securities, Inc.12-19-2019
Shahir HannaAXA Advisors, LLCPrincipal Securities, Inc.12-13-2019
Roric Eugene GriffithIntegrated Financial Solutions, PLLCPrincipal Securities, Inc.12-04-2019
Andrew BolkaTransamerica Financial Advisors, IncPrincipal Securities, Inc.11-26-2019
Kathy KrzeminskiAXA Advisors, LLCPrincipal Securities, Inc.11-26-2019
Terri Lynn WeatherlyAllstate Financial Services, LLCPrincipal Securities, Inc.11-26-2019
Christopher Tyler MiddletonSecurities America, Inc.Principal Securities, Inc.11-25-2019
Isidro Genovevo HuertaKovack Securities Inc.Principal Securities, Inc.$10011-25-2019
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Showing 1 to 25 of 841 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.