Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam C. TempletonFarmers Financial Solutions, LLCPrincipal Securities, Inc.02-06-2014
Adam R BloombergBB&T Securities, LLCPrincipal Securities, Inc.03-22-2017
Adriane Linette WashburnEdward JonesPrincipal Securities, Inc.08-27-2018
Akil Brosha DavisCetera Advisor Networks LLCPrincipal Securities, Inc.04-16-2015
Alan Emil FleischauerLPL Financial LLCPrincipal Securities, Inc.04-27-2017
Albert Daniel SouzaWoodbury Financial Services, Inc.Principal Securities, Inc.09-27-2019
Albert Noble DonaheyAllstate Financial Services, LLCPrincipal Securities, Inc.$10003-22-2013
Alberto SanchezMML Investors Services, LLCPrincipal Securities, Inc.11-17-2017
Alex Christian JohnsonPruco Securities, LLC.Principal Securities, Inc.02-25-2019
Alexander Edward TreeceAllstate Financial Services, LLCPrincipal Securities, Inc.$10011-09-2016
Allan B. HechtmanSagePoint Financial, Inc.Principal Securities, Inc.11-10-2017
Allan Peter GladKestra Investment Services, LLCPrincipal Securities, Inc.03-22-2016
Allan Troy ArgosinoAventine Wealth Management LLCPrincipal Securities, Inc.04-24-2019
Allyn B. ShawRaymond James Financial Services, Inc.Principal Securities, Inc.05-27-2011
Alton Dempsey Fryer IVBolton Partners Investment Consulting Group, Inc.Principal Securities, Inc.04-13-2018
Amanda Alise SchmidtJ.P. Morgan Securities LLCPrincipal Securities, Inc.01-14-2016
Amanda Noel AlmoradoErnst & Young Investment Advisers LLPPrincipal Securities, Inc.06-20-2018
Amy L NotermannMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.03-19-2010
Andre Keith WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.10-27-2009
Andrea M MartinMML Investors Services, LLCPrincipal Securities, Inc.05-26-2015
Andres TerrazasGWFS Equities, Inc.Principal Securities, Inc.$25006-28-2017
Andrew BolkaTransamerica Financial Advisors, IncPrincipal Securities, Inc.11-26-2019
Andrew H. MechamJ.P. Morgan Securities LLCPrincipal Securities, Inc.01-23-2019
Andrew Leon MichaudLPL Financial LLCPrincipal Securities, Inc.08-03-2016
Andrew Paul HerbertPNC InvestmentsPrincipal Securities, Inc.$10004-17-2018
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Showing 1 to 25 of 777 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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