Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery Ames RileySA Stone Wealth Management Inc.Principal Securities, Inc.$15006-15-2020
Richard C AlexanderOneAmerica Securities, Inc.Principal Securities, Inc.10-09-2019
Robert Edward LeeOneAmerica Securities, Inc.Principal Securities, Inc.08-08-2019
Frances K Bliley-HernandezBBVA Securities Inc.Principal Securities, Inc.05-01-2019
Libby Jaqunn ByrdWells Fargo Clearing Services, LLCPrincipal Securities, Inc.10-02-2017
Neil A KnierimBBVA Securities Inc.Principal Securities, Inc.04-04-2017
Tyler Burkes ThreadgillSecurian Financial Services, Inc.Principal Securities, Inc.02-22-2017
Laura Cochran MickelsCambridge Investment Research, Inc.Principal Securities, Inc.04-20-2016
Mike Hugh MickelsCambridge Investment Research, Inc.Principal Securities, Inc.04-20-2016
Timothy Andrew HeathPark Avenue Securities LLCPrincipal Securities, Inc.06-26-2013
Floyd Ray Hall IIIAllstate Financial Services, LLCPrincipal Securities, Inc.08-04-2011
George Michael TuckerRaymond James Financial Services, Inc.Principal Securities, Inc.$2509-29-2010

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.