Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James FolleseMutual Securities, Inc.Principal Securities, Inc.$10006-03-2019
Michael Shane SheppardSecurian Financial Services, Inc.Principal Securities, Inc.02-26-2019
Peter Lloyd RobinsonKestra Investment Services, LLCPrincipal Securities, Inc.12-18-2018
Todd William McElroyPhilip James Wealth Management, LLCPrincipal Securities, Inc.08-28-2018
Nicholas Ward McElroyPhilip James Wealth Management, LLCPrincipal Securities, Inc.08-21-2018
Joseph K BrillKnox Avenue Financial Corp.Principal Securities, Inc.08-09-2017
Tyler WalzCRI Securities, LLCPrincipal Securities, Inc.09-22-2016
Brad BarinskyCambridge Investment Research, Inc.Principal Securities, Inc.02-02-2016
William Joseph HoodyAllstate Financial Services, LLCPrincipal Securities, Inc.12-11-2012
Michael G. DolezalLPL Financial LLCPrincipal Securities, Inc.$1004-13-2012
Jeffrey Paul KolodjskiLPL Financial LLCPrincipal Securities, Inc.04-13-2012
Mark James MancellProEquities, Inc.Principal Securities, Inc.03-07-2012
Brenton Charles RueblingVoya Financial Advisors, Inc.Principal Securities, Inc.06-01-2010
Todd Charles LinsVoya Financial Advisors, Inc.Principal Securities, Inc.06-01-2010
Robert Lloyd FossCetera Advisor Networks LLCPrincipal Securities, Inc.$5002-27-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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