Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Leroy HolenAmeritas Investment Company, LLCPrincipal Securities, Inc.$803-02-2020
Amy Lynn PenningtonAmeritas Investment Company, LLCPrincipal Securities, Inc.01-15-2020
Randall Harry TrostAmeritas Investment Company, LLCPrincipal Securities, Inc.04-15-2019
Alex Christian JohnsonPruco Securities, LLC.Principal Securities, Inc.02-25-2019
Jordan J. IrelandPruco Securities, LLC.Principal Securities, Inc.01-22-2019
Timothy Joseph FlottCambridge Investment Research, Inc.Principal Securities, Inc.01-18-2019
William David PikeIAMS Wealth Management, LLCPrincipal Securities, Inc.12-04-2018
Michelle Renee BlazekPruco Securities, LLC.Principal Securities, Inc.07-19-2018
Vernon L. OrrMML Investors Services, LLCPrincipal Securities, Inc.02-08-2017
Michele Lee HahnThrivent Investment Management Inc.Principal Securities, Inc.11-30-2016
Michael Gerard JuradoMML Investors Services, LLCPrincipal Securities, Inc.11-22-2016
Russel Eric PinyanFBL Marketing Services, LLCPrincipal Securities, Inc.10-25-2016
Chet Richard BennettsAmeritas Investment Company, LLCPrincipal Securities, Inc.08-03-2016
Mark T StrittResources Investment AdvisorsPrincipal Securities, Inc.08-07-2015
Sandra Kay PetzoldtCambridge Investment Research, Inc.Principal Securities, Inc.06-01-2015
Douglas R. TegtmeierQuestar Capital CorporationPrincipal Securities, Inc.05-27-2015
Bill SabatkaLPL Financial LLCPrincipal Securities, Inc.05-05-2015
Akil Brosha DavisCetera Advisor Networks LLCPrincipal Securities, Inc.04-16-2015
Teresa Elizabeth MilnerLPL Financial LLCPrincipal Securities, Inc.05-09-2013
Randall Charles RhodesSII Investments, Inc.Principal Securities, Inc.$2501-31-2013
Daniel Bruce GoodwinParkland Securities, LLCPrincipal Securities, Inc.03-15-2012
Jenifer DahirPrincipal Securities, Inc.Principal Securities, Inc.06-30-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.