Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oleg KiselevJ.P. Morgan Securities LLCPrincipal Securities, Inc.03-30-2018
Steven Craig SkloverSecurian Financial Services, Inc.Principal Securities, Inc.12-21-2017
Derek Lawrence BotwinickPruco Securities, LLC.Principal Securities, Inc.$2410-04-2017
Lawrence Alan BarthPark Avenue Securities LLCPrincipal Securities, Inc.08-11-2017
Joseph M TaverniteNorthwestern Mutual Investment Services, LLCPrincipal Securities, Inc.$10007-14-2017
Roy Gerard CasperCadaret, Grant & Co., Inc.Principal Securities, Inc.01-03-2017
Terrance M. ShedlerCadaret, Grant & Co., Inc.Principal Securities, Inc.11-01-2016
Randy Richard Bradt Sr.MML Investors Services, LLCPrincipal Securities, Inc.09-21-2016
Michael James PatnodeCadaret, Grant & Co., Inc.Principal Securities, Inc.09-16-2016
Richard Angelo Luci Sr.Cadaret, Grant & Co., Inc.Principal Securities, Inc.09-16-2016
Mary Heslin HofmeisterCadaret, Grant & Co., Inc.Principal Securities, Inc.09-16-2016
Gerard Joseph ColistraCadaret, Grant & Co., Inc.Principal Securities, Inc.09-16-2016
Michael Van HousenM&T Securities, Inc.Principal Securities, Inc.01-14-2016
Brennen Michael PrzybyszMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.03-06-2015
Preston Scott Foulks Jr.Lincoln Financial Advisors CorporationPrincipal Securities, Inc.01-23-2015
James Vincent Connell Jr.The Leaders Group, Inc.Principal Securities, Inc.01-02-2014
John Joseph BellontineLPL Financial LLCPrincipal Securities, Inc.06-04-2012
Mike E. KonstantinidisAmeritas Investment Corp.Principal Securities, Inc.04-02-2012
Jonathan Liam HoffmanMML Investors Services, LLCPrincipal Securities, Inc.02-09-2012
Bryan James ParmleyCadaret, Grant & Co., Inc.Principal Securities, Inc.05-02-2011
Joseph Henry JohnsonVanderbilt Securities, LLCPrincipal Securities, Inc.02-02-2011
Randolph Seth NathansonPurshe Kaplan Sterling InvestmentsPrincipal Securities, Inc.01-04-2010
Thomas James BucciHenley & Company LLCPrincipal Securities, Inc.01-14-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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