Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kylee E. HallLPL Financial LLCPrincipal Securities, Inc.01-13-2020
Richard NarvaezNYLIFE Securities LLCPrincipal Securities, Inc.12-24-2019
Jason PastranoAPW Capital, Inc.Principal Securities, Inc.11-22-2019
Jason Jay TaborSecurities America, Inc.Principal Securities, Inc.11-19-2019
Kathryn T ZublerPruco Securities, LLC.Principal Securities, Inc.06-19-2019
Dan LampropoulosLebenthal Financial Services, Inc.Principal Securities, Inc.01-02-2019
Oleg KiselevJ.P. Morgan Securities LLCPrincipal Securities, Inc.03-30-2018
James D. KellerKey Investment Services LLCPrincipal Securities, Inc.02-16-2018
David Bruce MosensonHornor, Townsend & Kent, LLCPrincipal Securities, Inc.02-01-2018
Jonathan Brett MosensonHornor, Townsend & Kent, LLCPrincipal Securities, Inc.02-01-2018
David Alan GordonAXA Advisors, LLCPrincipal Securities, Inc.01-23-2018
Lucianno Bernardo MarasaSecurian Financial Services, Inc.Principal Securities, Inc.01-12-2018
James K. NorlandChelsea Financial ServicesPrincipal Securities, Inc.01-03-2018
Steven Craig SkloverSecurian Financial Services, Inc.Principal Securities, Inc.12-21-2017
Sean Patrick PickeringM Holdings Securities, Inc.Principal Securities, Inc.11-02-2017
Derek Lawrence BotwinickPruco Securities, LLC.Principal Securities, Inc.$2410-04-2017
Lawrence Alan BarthPark Avenue Securities LLCPrincipal Securities, Inc.08-11-2017
Joseph M TaverniteNorthwestern Mutual Investment Services, LLCPrincipal Securities, Inc.$10007-14-2017
Marissa Blake OtteVanderbilt Securities, LLCPrincipal Securities, Inc.03-28-2017
Thomas William DidasPark Avenue Securities LLCPrincipal Securities, Inc.03-06-2017
Sharise E. Beatong HallHSBC Securities (USA) Inc.Principal Securities, Inc.02-09-2017
Peter J BoeriKey Investment Services LLCPrincipal Securities, Inc.01-18-2017
Roy Gerard CasperCadaret, Grant & Co., Inc.Principal Securities, Inc.01-03-2017
Terrance M. ShedlerCadaret, Grant & Co., Inc.Principal Securities, Inc.11-01-2016
Robert Martin PedersenLifeMark Securities Corp.Principal Securities, Inc.10-04-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.